Search results

Showing 791 to 800 of 4701 search results for final notice refers.

791. Final Notice 2021: Prestige First Ltd [pdf]

     Final notices Published: 16/08/2021
     This final notice refers to a failure to satisfy threshold conditions (COND) and to be open and cooperative with the regulator (PRIN 11) in the claims management sector. We refused the firm’s application for authorisation.

792. FCA Final Notice 2013: Nonwoven Solutions Limited [pdf]

     Final notices Published: 04/11/2013 Last modified: 07/04/2015
     This final notice refers to breaches of PSR related to failing to be open and co-operative in the payment systems sector. We imposed a cancellation.

793. Final Notice 2017: Central Auto Care Ltd [pdf]

     Final notices Published: 31/03/2017
     This final notice refers to breaches of PRIN 11 related to failing to be open and cooperative in the consumer credit sector. We imposed a cancellation.

794. Final Notice 2016: Response 360 Ltd [pdf]

     Final notices Published: 22/11/2016
     This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

795. Final Notice 2015: Merrill Lynch International [pdf]

     Final notices Published: 22/04/2015 Last modified: 22/04/2015
     This final notice refers to breaches of SUP related to transaction reporting in the investment bank sector. We imposed a fine.

796. Final Notice 2018: Alisons Cars Ltd [pdf]

     Final notices Published: 09/03/2018
     This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.

797. Final Notice 2021: Advantage Hire Ltd [pdf]

     Final notices Published: 28/10/2021
     This Final Notice refers to a failure to satisfy the Fit and Proper Test (FIT). We refused the individual’s application for approval.

798. FCA Final Notice 2014: Martin Brokers (UK) Ltd (Martins) [pdf]

     Final notices Published: 15/05/2014 Last modified: 24/02/2015
     This final notice refers to breaches of PRIN 3 and PRIN 5 related to wholesale conduct, benchmarks, and culture/governance in the trading firm. We imposed a fine.

799. Final Notice 2018: Col Smith Car Sales [pdf]

     Final notices Published: 26/06/2018
     This final

800. Final Notice 2023: Houghton Motor Group Ltd [pdf]

     Final notices Published: 12/07/2023
     This final notice refers to a failure to satisfy threshold conditions (COND) and to be open and cooperative (PRIN 11) in the Credit Broking sector. We refused the firm’s application for authorisation.