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Showing 1001 to 1010 of 2434 search results for final notice refers to a failure.
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Final Notice 2022: Metro Bank plc [pdf]
The Final Notice (Metro Bank plc) refers to breaches of Listing Rules 1.3.3R related to misleading information not to be published in the Retail Bank sector. We imposed a financial penalty. -
Notice of Decision 2024: DBI Value Tyres Ltd [pdf]
The Notice of Decision refers to failure to carry on regulated activities. We imposed a cancellation. -
Notice of Decision 2024: Trade Cars Of Bristol Limited [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. -
Final Notice 2017: Mark Leaper [pdf]
This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation. -
Final Notice 2024: RCWatches Ltd [pdf]
This final notice refers to a cancellation pursuant to powers under section 55J of FSMA in the consumer credit sector. -
Notice of Decision 2024: Switch Cars 24/7 Ltd [pdf]
This Notice of Decision refers to a failure to carry on regulated activity. We imposed a Cancellation. -
Notice of Decision 2024:VULCAN CARS UK LTD [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. -
FCA Final Notice 2014: Philip Eley [pdf]
This final notice refers to breaches of PRIN 1 related to lack of fitness/propriety in the general insurance and protection sector. We imposed a withdrawal of approval, a fine and a prohibition. -
Final notice 2016: Aaron Cooper [pdf]
This final notice refers to breaches of COND and PRIN 11 related to Threshold Conditions, Failing to be open and co-operative in the consumer credit sector. We imposed a refusal. -
FCA Final Notice 2013: John Douglas Leslie [pdf]
This final notice refers to breaches of APER 6 related to misselling, lack of fitness/propriety in the investment advisers and platforms sector. We imposed a fine and a prohibition order.