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Showing 1071 to 1080 of 2435 search results for final notice refers to a failure.

  1. Notice of Decision 2023: Guyon Capital Management Limited [pdf]

    Decision notices Published: 17/08/2023
    This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

  2. Final notice 2016: James Kirkwood [pdf]

    Final notices Published: 03/03/2016 Last modified: 03/03/2016
    This final notice refers to breaches of Principle 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

  3. FCA Final Notice 2014: Mohammed Dudu Miah [pdf]

    Final notices Published: 19/06/2014 Last modified: 07/04/2015
    This final notice refers to breaches of PSR related to failing to be open and co-operative in the payment systems sector. We imposed a cancellation.

  4. Notice of Decision 2024: Dataphone Communications Limited [pdf]

    Decision notices Published: 03/04/2024
    This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. 

  5. Final Notice 2015: Jeremy Kraft [pdf]

    Final notices Published: 22/01/2015 Last modified: 22/01/2015
    This final notice refers to breaches of APER 6, APER 7 and FIT, related to wholesale conduct, benchmarks, culture/governance, lack of fitness and propriety in the trading firms sector. We imposed a fine and a prohibition.

  6. Final Notice 2017: Sujeel Ranjha [pdf]

    Final notices Published: 09/01/2017
    This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

  7. Final Notice 2017: James Pollock [pdf]

    Final notices Published: 20/02/2017
    This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

  8. Final Notice 2017: Glen Eagleson [pdf]

    Final notices Published: 21/02/2017
    This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

  9. Notice of Decision 2024: Finance Cars 4 U Limited [pdf]

    Decision notices Published: 16/02/2024
    This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

  10. Final notice 2016: Shay Jacob Reches [pdf]

    Final notices Published: 01/02/2016 Last modified: 01/02/2016
    This final notice refers to breaches of section 63A and FIT related to appointed representatives, failing to be open and co-operative, client money, lack of fitness/propriety and unfair treatment of customers in the general insurance and protection
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