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Showing 1081 to 1090 of 2435 search results for final notice refers to a failure.

1081. FCA Final Notice 2014: Abdul Razzaq [pdf]

      Final notices Published: 14/08/2014 Last modified: 07/04/2015
      This final notice refers to breaches of FIT related to financial crime, client money/assets, failing to be open and co-operative, and lack of fitness/propriety in the mortgages sector. We imposed a prohibition.

1082. Notice of Decision 2023: London Residentials Limited [pdf]

      Decision notices Published: 21/07/2023
      This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

1083. Final notice 2016: Premier Dental Limited [pdf]

      Final notices Published: 03/03/2016 Last modified: 03/03/2016
      This final notice refers to breaches of Principle 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

1084. Final Notice 2015: Mothahir Miah [pdf]

      Final notices Published: 17/11/2015 Last modified: 17/11/2015
      This final notice refers to breaches of APER 1 and FIT related to lack of fitness/propriety, unfair treatment of customers and conflicts of interest in the asset management sector. We imposed a fine and a prohibition.

1085. Final Notice: Kathryn Clark [pdf]

      Final notices Published: 25/10/2016
      This final notice refers to breaches of FIT related to a lack of fitness/propriety in the investment adviser sector. We imposed a prohibition and withdrawal.

1086. Notice of Decision 2024:Best Contract Cars LTD [pdf]

      Decision notices Published: 29/05/2024
      This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. 

1087. Notice of Decision 2024: Optimum Auto Group Ltd [pdf]

      Decision notices Published: 10/05/2024
      This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

1088. FCA Final Notice 2014: Mark Stevenson [pdf]

      Final notices Published: 20/03/2014 Last modified: 07/04/2015
      This final notice refers to breaches of MAR related to market abuse in the investment banks sector. We imposed a fine and prohibition.

1089. FCA Final Notice 2013: Manna Sha'Meyn Oriental Limited [pdf]

      Final notices Published: 29/10/2013 Last modified: 07/04/2015
      This final notice refers to breaches of PSR related to failing to be open and co-operative in the payment systems sector. We imposed a cancellation.

1090. FCA Final Notice to Finablr plc

      Statements Published: 25/02/2022 Last modified: 25/02/2022
      We have issued a Final Notice to the firm in accordance with section 390(1) of the Financial Services and Markets Act.