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Showing 1141 to 1150 of 2435 search results for final notice refers to a failure.

1141. Final Notice 2017: Charles Rooney [pdf]

      Final notices Published: 05/05/2017
      This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

1142. Notice of Decision 2023: Chester Finance & Leasing Ltd [pdf]

      Decision notices Published: 17/07/2023
      This Notice of Decision (Chester Finance & Leasing Ltd) refers to a failure to carry on regulated activities. We imposed a cancellation.

1143. Notice of Decision 2024: Hillington Park Cars Limited [pdf]

      Decision notices Published: 04/07/2024
      This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

1144. Final Notice 2017: Brian Richards [pdf]

      Final notices Published: 13/06/2017
      This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

1145. Final Notice 2017: Gareth McCrone [pdf]

      Final notices Published: 03/04/2017
      This final notice refers to breaches of PRIN related to failing to be open and cooperative in the consumer credit sector. We imposed a cancellation.

1146. Notice of Decision 2023: Surrey Auto Group Limited [pdf]

      Decision notices Published: 28/11/2023
      “This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation”.

1147. FCA Final Notice 2014: Paul Catterall [pdf]

      Final notices Published: 19/06/2014 Last modified: 07/04/2015
      This final notice refers to breaches of COND related to threshold conditions, and lack of fitness/propriety in the general insurance and protection sector. We imposed a refusal.

1148. FCA Final Notice 2014: Mohammed Hasan trading as Baba Money [pdf]

      Final notices Published: 02/06/2014 Last modified: 07/04/2015
      This final notice refers to breaches of PSR related to failing to be open and co-operative in the payment systems sector. We imposed a cancellation.

1149. Final Notice 2017: Lukhvir Thind [pdf]

      Final notices Published: 07/04/2017
      This final notice refers to breaches of s.118(7) Financial Services and Markets Act 2000 and FIT related to market abuse, a lack of fitness/propriety and client money/assets in the trading firm sector. We imposed a fine and prohibition.

1150. Notice of Decision 2024: Reid Motor Group Limited [pdf]

      Decision notices Published: 29/05/2024
      This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.