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Showing 1181 to 1190 of 2435 search results for final notice refers to a failure.

1181. Final Notice 2016: Phillip Whiffin [pdf]

      Final notices Published: 17/11/2016
      This final notice refers to breaches of PRIN 11 and SUP related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

1182. Notice of Decision 2024: FRININGHAM FARM CAR SALES LTD [pdf]

      Decision notices Published: 09/07/2024
      This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

1183. Notice of Decision 2023: Pearce & Sons (Melton) Ltd [pdf]

      Decision notices Published: 03/11/2023
      This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

1184. Final notice 2016: Sunrise Brokers LLP [pdf]

      Final notices Published: 13/06/2016 Last modified: 13/06/2016
      This final notice refers to a candidate for approval to perform controlled functions. The applicant firm and candidate did not provide sufficient information to satisfy us that the candidate met the honesty, integrity and reputation criteria of the

1185. Notice of Decision 2024: Fresh Cosmetics Studio Ltd [pdf]

      Decision notices Published: 12/06/2024
      This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.  

1186. Final Notice 2017: Reuben Anderson [pdf]

      Final notices Published: 24/01/2017
      This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

1187. Notice of Decision 2024: Halls Road Garage Limited [pdf]

      Decision notices Published: 05/04/2024
      This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

1188. FCA Final Notice 2014: Douglas Carroll trading as City and Chartered Mortgage Services [pdf]

      Final notices Published: 28/08/2014 Last modified: 07/04/2015
      This final notice refers to breaches of TC and SUP 16 related to transaction reporting in the general insurance and protection sector. We imposed a withdrawal.

1189. Final notice 2016: Nasser Yusuf trading as Advance Money Management [pdf]

      Final notices Published: 09/05/2016 Last modified: 09/05/2016
      This final notice refers to breaches of COND related to Threshold conditions in the consumer credit sector. We imposed a refusal.

1190. Notice of Decision 2024: Barbara Elizabeth Jean Preston [pdf]

      Decision notices Published: 04/07/2024
      This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.