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Showing 1221 to 1230 of 2435 search results for final notice refers to a failure.

1221. Final Notice 2015: Muhammad Ashraf [pdf]

      Final notices Published: 17/08/2015 Last modified: 17/08/2015
      This final notice refers to breaches of PSR, related to payment services regulations and failing to be open and co-operative in the payment services sector. We imposed a cancellation.

1222. Final notice 2016: Cenkos Securities Plc [pdf]

      Final notices Published: 09/08/2016 Last modified: 09/08/2016
      This final notice refers to listing rules breaches in the sponsor sector. We imposed a fine.

1223. Final Notice 2022: Philippe Moryoussef [pdf]

      Final notices Published: 28/07/2022
      This Final Notice refers to Mr Moryoussef’s fitness and propriety to perform a regulated function, following his conviction for conspiracy to defraud. We have prohibited Mr Moryoussef from performing any function in relation to a regulated activity

1224. Notice of Decision 2024: McHughs Tyres and Fuel Ltd [pdf]

      Decision notices Published: 10/05/2024
      This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. 

1225. Final Notice 2023: NMC Health Plc (in Administration) [pdf]

      Final notices Published: 17/11/2023
      This Final Notice refers to breaches of Article 15 EU MAR related to disseminating false and misleading information regarding NMC’s debt positions. We publish a public censure.

1226. FCA Final Notice 2014: Vasavan Thambhiah [pdf]

      Final notices Published: 20/06/2014 Last modified: 07/04/2015
      This final notice refers to breaches of PSR related to failing to be open and co-operative in the payment systems sector. We imposed a cancellation.

1227. Notice of Decision 2024: RS AUTO SALES YORK LTD [pdf]

      Decision notices Published: 08/07/2024
      This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

1228. Notice of Decision 2024: Harrogate Sport & Prestige Ltd [pdf]

      Decision notices Published: 06/06/2024
      The Notice of Decision refers to failure to carry on regulated activities. We imposed a cancellation.

1229. Final Notice 2020: Nicholas Anderton [pdf]

      Final notices Published: 21/05/2020
      This final notice (Nicholas Anderton) refers to breaches of PRIN 11 related to failing to be open and cooperative in the consumer credit sector. We imposed a cancellation.

1230. FCA Final Notice 2014: Financial Limited [pdf]

      Final notices Published: 23/07/2014 Last modified: 13/03/2015
      This final notice refers to breaches of PRIN 3 and SYSC related to culture/goverence in the investment adviser sector. We imposed a public censure, suspension, and restriction.