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Showing 1271 to 1280 of 2435 search results for final notice refers to a failure.

  1. Notice of Decision 2024: DHI International UK Limited [pdf]

    Decision notices Published: 17/01/2024
    This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

  2. Notice of Decision 2024: Fund My Legal Claim Limited [pdf]

    Decision notices Published: 14/02/2024
    “This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation”

  3. Final Notice 2017: R Taggar [pdf]

    Final notices Published: 18/08/2017
    This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

  4. Notice of Decision 2024: Eilertsen Dental Care Limited [pdf]

    Decision notices Published: 15/04/2024
    This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

  5. FCA Final Notice 2013: The Royal Bank of Scotland plc and The Royal Bank of Scotland N.V. (together “RBS”) [pdf]

    Final notices Published: 16/07/2013 Last modified: 07/04/2015
    This final notice refers to breaches of SUP and PRIN 2 related to transaction reporting in the investment banks sector. We imposed a fine.

  6. Notice of Decision 2023: Strabane Car and Van Ltd [pdf]

    Decision notices Published: 07/09/2023
    This Notice of Decision (Strabane Car and Van Ltd) refers to a failure to carry on regulated activities. We imposed a cancellation.

  7. Notice of Decision 2023: AP Paper Supplies Limited [pdf]

    Decision notices Published: 13/11/2023 Last modified: 10/01/2024
    This Notice of Decision (AP Paper Supplies Limited) refers to a failure to carry on regulated activity. We imposed a cancellation.

  8. Final Notice 2023: Ray Alan Davis [pdf]

    Final notices Published: 15/11/2023
    This Final Notice refers to breaches of FIT related to a lack of fitness/propriety in the General Insurance and Protection sector. We imposed a prohibition.

  9. Final Notice 2018: Alex Hope [pdf]

    Final notices Published: 07/03/2018
    This final notice refers to breaches of FIT related to a lack of fitness/propriety in the investment sector. We imposed a prohibition.

  10. Notice of Decision 2024: SkyBlue Financial Services Ltd [pdf]

    Decision notices Published: 22/04/2024
    This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.
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