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Showing 1281 to 1290 of 2435 search results for final notice refers to a failure.

  1. Notice of Decision 2024: Garden County Vending Limited [pdf]

    Decision notices Published: 18/03/2024
    The Notice of Decision refers to failure to carry on regulated activities. We imposed a cancellation.
  2. Final notice 2015: Big T Media Limited [pdf]

    Final notices Published: 08/12/2015 Last modified: 08/12/2015
    The final notice refers to breaches of COND, CONC, PRIN 11, CASS, SYSC related to threshold conditions and failing to be open and co-operative in the consumer credit sector. We imposed a refusal.
  3. Notice of Decision 2024: Jordan Leisure Systems Limited [pdf]

    Decision notices Published: 31/01/2024
    This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.
  4. Final Notice 2022: Jeanine Lewis [pdf]

    Final notices Published: 28/04/2022
    This Final Notice ( Jeanine Lewis) refers to breaches of FIT. We imposed a prohibition.
  5. Final Notice 2015: Unitransfer Limited [pdf]

    Final notices Published: 11/08/2015 Last modified: 11/08/2015
    This final notice refers to breaches of PSR, related to payment service regulations and failing to be open and co-operative in the payment services sector. We imposed a cancellation.
  6. FCA Final Notice 2013: Sovereign Worldwide Limited [pdf]

    Final notices Published: 04/07/2013 Last modified: 07/04/2015
    This final notice refers to breaches of COND related to threshold conditions and mortgage fraud in the investment advisers and platforms sector. We imposed a withdrawal.
  7. Notice of Decision 2023: Station Road Cars Limited [pdf]

    Decision notices Published: 07/07/2023
    This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.
  8. Notice of Decision 2024: Portia Investment Advisors Ltd [pdf]

    Decision notices Published: 04/04/2024
    This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.  
  9. FCA Final Notice 2014: Investments Limited [pdf]

    Final notices Published: 23/07/2014 Last modified: 13/03/2015
    This final notice refers to breaches of PRIN 3 and SYSC related to culture/goverence in the investment adviser sector. We imposed a public censure, suspension, and restriction.
  10. Notice of Decision 2024: Alltel Business Solutions Ltd [pdf]

    Decision notices Published: 28/02/2024
    This Notice of Decision refers to a failure to carry on regulated activity. We imposed a Cancellation