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Showing 1351 to 1360 of 2435 search results for final notice refers to a failure.

1351. Notice of Decision 2024: Motor House UK (Derby) Ltd [pdf]

      Decision notices Published: 15/05/2024
      This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. 

1352. Notice of Decision 2024: Mortgage, Protection & Finance Ltd [pdf]

      Decision notices Published: 01/07/2024
      This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

1353. Final Notice 2020: Jason Taylor [pdf]

      Final notices Published: 04/06/2020
      This final notice (Jason Taylor) refers to breaches of FIT related to a lack of fitness/propriety in the investment adviser sector. We imposed a prohibition.

1354. Final Notice 2017: Guy Pascoe [pdf]

      Final notices Published: 04/09/2017
      This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the general insurance and protection and consumer credit sector. We imposed a cancellation.

1355. Final Notice 2017: Christopher Pickerill [pdf]

      Final notices Published: 25/01/2017
      This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

1356. Notice of Decision 2023: Car Credit Solutions Limited [pdf]

      Decision notices Published: 17/07/2023
      This Notice of Decision (Car Credit Solutions Limited) refers to a failure to carry on regulated activities. We imposed a cancellation.

1357. Final Notice 2018: Robert Hyde [pdf]

      Final notices Published: 21/09/2018
      This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

1358. Final Notice 2018: Kelly Lewis [pdf]

      Final notices Published: 21/09/2018
      This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

1359. Final Notice 2018: Neil Danziger [pdf]

      Final notices Published: 08/01/2018
      This final notice refers to breaches of PRIN 5 and FIT related to benchmarks, lack of fitness/propriety and wholesale conduct in the investment bank sector. We imposed a fine and prohibition.

1360. Final Notice 2018: Canara Bank [pdf]

      Final notices Published: 06/06/2018
      This FCA Final Notice (Canara Bank) refers to breaches of Principle 3 and SYSC related to financial crime in the retail bank sector. We imposed a fine and restriction.