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Showing 1381 to 1390 of 2435 search results for final notice refers to a failure.

1381. Notice of Decision 2024: Cavendish Property Investments Ltd [pdf]

      Decision notices Published: 25/03/2024
      The Notice of Decision refers to failure to carry on regulated activities. We imposed a cancellation.

1382. Notice of Decision 2023: Bloomfields Horseboxes South Ltd [pdf]

      Decision notices Published: 07/12/2023
      This Notice of Decision refers to a failure to carry on regulated activity. We imposed a cancellation

1383. Notice of Decision 2023: Kenneth Martin Photography Ltd [pdf]

      Decision notices Published: 08/09/2023
      This Notice of Decision (Kenneth Martin Photography Ltd) refers to a failure to carry on regulated activities. We imposed a cancellation.

1384. Final Notice 2020: Inovtrix Ltd [pdf]

      Final notices Published: 17/07/2020
      This final notice Inovtrix Ltd refers to breaches of PRIN 11 related to failing to be open and cooperative in the consumer credit sector. We imposed a cancellation.

1385. Final Notice 2023: Andrew John Allen [pdf]

      Final notices Published: 13/09/2023
      This Final Notice refers to breaches of APER 6 related to the provision of unsuitable defined benefit pension transfer advice in the pensions sector. We imposed a partial prohibition and public censure. A payment of £85,606 is being made to the FSCS

1386. Final Notice 2019: Minstrel Ltd [pdf]

      Final notices Published: 16/10/2019
      This final notice (Minstrel Ltd) refers to breaches of PRIN 11 related to failing to be open and cooperative in the consumer credit sector. We imposed a cancellation.

1387. Final Notice 2019: Alonso Lopez [pdf]

      Final notices Published: 12/12/2019
      This final notice (Alonso Lopez) refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

1388. Final notice 2020: Thomas Jones [pdf]

      Final notices Published: 01/06/2020
      This final notice (Thomas Jones) refers to breaches of PRIN 11 related to failing to be open and cooperative in the consumer credit sector. We imposed a cancellation.

1389. Final Notice 2023: Geoffrey Edward Armin [pdf]

      Final notices Published: 03/11/2023
      This Final Notice refers to breaches of Statements of Principle 2 and 7 related to the provision of unsuitable defined benefit pension transfer advice in the pensions sector. We imposed a partial prohibition. A payment of £200,000 is being made to

1390. Final Notice 2022: Charanjit Sandhu [pdf]

      Final notices Published: 28/04/2022
      This Final Notice (Charanjit Sandhu) refers to breaches of FIT. We imposed a prohibition.