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Showing 1411 to 1420 of 2435 search results for final notice refers to a failure.

1411. Notice of Decision 2023: Lakeland Leisure Estates Limited [pdf]

      Decision notices Published: 05/12/2023
      This Notice of Decision refers to a failure to carry on regulated activity. We imposed a cancellation.

1412. Final Notice 2015: EDS Insure Limited [pdf]

      Final notices Published: 25/06/2015 Last modified: 25/06/2015
      This final notice refers to breaches of PRIN 11 related to threshold conditions in the general insurance and protection sector. We imposed a cancellation.

1413. Final Notice 2021: Simon John Varley [pdf]

      Final notices Published: 15/04/2021
      This Final Notice refers to Section 63A FSMA and breaches relating to APER 1 and FIT relating to a lack of honesty and integrity in the investment advisory sector. We imposed a fine and a prohibition.

1414. FCA Final Notice 2013: Horn Express Ltd (formerly Qaran Express Money Transfer Limited) [pdf]

      Final notices Published: 30/04/2013 Last modified: 07/04/2015
      This final notice refers to breaches of PSR related to client money/assets in the payment services sector. We imposed a public censure.

1415. Final Notice 2017: Electronicoutlets [pdf]

      Final notices Published: 09/10/2017
      This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation

1416. Notice of Decision 2023: Daniel Hobbs Automotive Limited [pdf]

      Decision notices Published: 04/07/2023
      This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

1417. Notice of Decision 2024: Beacon Group International Limited [pdf]

      Decision notices Published: 23/01/2024
      This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

1418. Notice of Decision 2024: JC Car Sales Scotland Ltd [pdf]

      Decision notices Published: 05/03/2024
      “This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation”.

1419. FCA Final Notice 2014: Anthony Verrier [pdf]

      Final notices Published: 29/01/2014 Last modified: 07/04/2015
      This final notice refers to breaches of FIT related to lack of fitness and propritey in the trading firms sector. We imposed a prohibition.

1420. FCA Final Notice 2014: Ian Charles Hannam [pdf]

      Final notices Published: 22/07/2014 Last modified: 07/04/2015
      This final notice refers to breaches of MAR related to market abuse in the investment banks sector. We imposed a fine.