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Showing 1461 to 1470 of 2435 search results for final notice refers to a failure.

1461. Final Notice 2021: Anthony George [pdf]

      Final notices Published: 24/09/2021
      This Final Notice (Anthony George) refers to breaches of FIT relating to a lack of fitness/propriety and failing to be open and co-operative in the life insurance and mortgages sector. We imposed a prohibition and a public censure.

1462. Final Notice 2018: Angela Burns [pdf]

      Final notices Published: 14/12/2018
      This final notice (Angela Burns) refers to breaches by a non-executive director of APER 1 for failing to declare conflicts of interest and FIT for lack of fitness/propriety. We imposed a fine and prohibition.

1463. Notice of Decision 2024: Intelligent Networks Solutions Limited [pdf]

      Decision notices Published: 06/06/2024
      This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

1464. FCA Final Notice 2013: Praetor Capital LLP [pdf]

      Final notices Published: 02/07/2013 Last modified: 07/04/2015
      This Final Notice refers to breaches of PRIN 11 related to threshold conditions in the asset management sector. We imposed a cancellation.

1465. Final Notice 2017: Motorhaus Ltd [pdf]

      Final notices Published: 06/11/2017 Last modified: 06/11/2017
      This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

1466. Final Notice 2018: MTS Automotive (Manchester to Southampton LTD) [pdf]

      Final notices Published: 12/02/2018
      This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

1467. Final Notice 2018: Darren Lee Newton [pdf]

      Final notices Published: 20/12/2018
      This final notice (Darren Lee Newton) refers to breaches of FIT related to client money/assets and lack of fitness/propriety in the consumer credit sector. We imposed a prohibition.

1468. Final notice 2016: EVS Trading Limited [pdf]

      Final notices Published: 27/01/2016 Last modified: 27/01/2016
      This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

1469. Final Notice 2018: David James Carter Mullins [pdf]

      Final notices Published: 25/07/2018
      This final notice refers to breaches of FIT related to lack of fitness/propriety and unfair treatment of customers in the consumer credit sector. We imposed a prohibition.

1470. Final Notice 2018: Russell Taylor [pdf]

      Final notices Published: 14/11/2018
      This final notice refers to breaches of FIT related to a lack of fitness/propriety in the investment adviser sector. We imposed a prohibition.