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Showing 1591 to 1600 of 2435 search results for final notice refers to a failure.

1591. Notice of Decision 2023: Technology Consulting Finance Limited [pdf]

      Decision notices Published: 11/09/2023
      This Notice of Decision (Technology Consulting Finance Limited) refers to a failure to carry on regulated activities. We imposed a cancellation.

1592. Final Notice: Excel Leasing Limited [pdf]

      Final notices Published: 21/10/2016
      This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

1593. Final Notice 2017: Baildon Motor Company [pdf]

      Final notices Published: 25/01/2017
      This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

1594. Final Notice 2019: Guiseppe Oliverio [pdf]

      Final notices Published: 28/08/2019
      This final notice refers to breaches of FIT related to a lack of fitness/propriety in the private business adviser sector. We imposed a prohibition.

1595. Final Notice: Gemmax Solutions Limited [pdf]

      Final notices Published: 22/09/2016
      This final notice refers to breaches of PSR related to failing to be open and co-operative and payment services regulations in the payment services sector. We imposed a cancellation.

1596. Final Notice 2023: Al Rayan Bank PLC [pdf]

      Final notices Published: 11/01/2023
      This Final Notice refers to breaches of Principle 3 related to Financial Crime in the Retail Bank sector. We imposed a Financial Penalty.

1597. Notice of Decision 2024: Commercial Fleet Systems UK Limited [pdf]

      Decision notices Published: 23/04/2024
      The Notice of Decision refers to failure to carry on regulated activities. We imposed a cancellation. 

1598. Final notice 2016: Robert John Bygrave [pdf]

      Final notices Published: 01/02/2016 Last modified: 01/02/2016
      This final notice refers to breaches of APER 6, FIT and CASS related to appointed representatives, failing to act on information appropriately, client money, lack of fitness/propriety and unfair treatment of customers in the general insurance and

1599. FCA Final Notice 2013: Ingram Graham Limited (in Creditors’ Voluntary Liquidation) [pdf]

      Final notices Published: 21/08/2013 Last modified: 07/04/2015
      This final notice refers to breaches of PRIN 11 related to threshold conditions in the investment advisors & platforms sector. We imposed a cancellation.

1600. Final Notice 2019: Lynden Gerard Scourfield [pdf]

      Final notices Published: 21/06/2019
      This final notice refers to breaches of FIT related to a lack of fitness/propriety in the retail banking sector. We imposed a prohibition.