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Showing 1641 to 1650 of 2435 search results for final notice refers to a failure.

1641. Final Notice 2018: Khalsa (Bradford) Credit Union Limited [pdf]

      Final notices Published: 29/03/2018
      This final notice refers to a cancellation of permission pursuant to exercising powers under section 55J of FSMA in the credit union sector.

1642. Final Notice 2017: Swift Transfer Limited [pdf]

      Final notices Published: 14/03/2017
      This final notice refers to breaches of PSR related to failing to be open and cooperative in the payment services sector. We imposed a cancellation.

1643. Final Notice 2020: NJW Car Sales [pdf]

      Final notices Published: 16/10/2020 Last modified: 16/10/2020
      This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

1644. FCA Final Notice 2013: Andrew Joseph Powell [pdf]

      Final notices Published: 17/12/2013 Last modified: 07/04/2015
      This final notice refers to breaches of FIT related to lack of fitness/propriety in the wealth management and private banking, investment advisers and platforms sector. We imposed a prohibition.

1645. Final Notice 2018: John Lawrence Radford [pdf]

      Final notices Published: 30/08/2018
      This final notice refers to breaches of APER 6, APER 7 and CASS relating to client money/assets and lack of fitness/propriety in the general insurance and protection sector. We imposed a fine and prohibition.

1646. Notice of Decision 2024: PC Autos Hire and Repair Ltd [pdf]

      Decision notices Published: 10/05/2024
      This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

1647. Final Notice 2018: C2 Group Ltd [pdf]

      Final notices Published: 08/05/2018
      This final notice (C2 Group Ltd) refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

1648. FCA Final Notice 2014: Imperial Escrow Limited (In Provisional Liquidation) [pdf]

      Final notices Published: 05/12/2014 Last modified: 05/12/2014
      This final notice refers to breaches of PSR related to payment services regulations in the payment services sector. We imposed a cancellation.

1649. Final Notice 2015: Ralph Whittington [pdf]

      Final notices Published: 10/09/2015 Last modified: 10/09/2015
      This final notice refers to breaches of APER 1 and FIT related to lack of fitness/propriety, client money/assets and insurance fraud in the general insurance and protection sector. We imposed a fine, prohibition, and withdrawal.

1650. Notice of Decision 2023: Integellus Financial Solutions Limited [pdf]

      Decision notices Published: 18/07/2023
      This Notice of Decision (Integellus Financial Solutions Limited) refers to a failure to carry on regulated activities. We imposed a cancellation.