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Showing 1691 to 1700 of 2435 search results for final notice refers to a failure.

  1. Final Notice 2015: CVS Technologies Limited [pdf]

    Final notices Published: 03/09/2015 Last modified: 03/09/2015
    This final notice refers to breaches of PSR related to Payment Services Regulations, failing to be open and co-operative in the payment services sector. We imposed a cancellation.

  2. FCA Final Notice 2014: Abacus Transfers Limited [pdf]

    Final notices Published: 24/07/2014 Last modified: 07/04/2015
    This final notice refers to breaches of PSR related to failing to be open and co-operative in the payment services sector. We imposed a cancellation.

  3. Final Notice 2017: Janice Maureen Tomlinson [pdf]

    Final notices Published: 02/05/2017
    This final notice refers to breaches of PRIN 11 related to failing to be open and cooperative in the consumer credit sector. We imposed a cancellation.

  4. Notice of decision 2023: DQN Global Capital Partners LLP [pdf]

    Decision notices Published: 18/09/2023
    Notice of decision: DQN Global Capital Partners LLP Conduct: Failing to carry out regulated activities

  5. Final Notice 2022: TFS Loans Ltd (in administration) [pdf]

    Final notices Published: 10/06/2022
    This Final Notice (TFS Loans Ltd in administration) refers to breaches of the Principle 6 and 3 and CONC related to the unfair treatment of customers acting as guarantors in the consumer credit sector. A financial penalty has been imposed and TFS

  6. Final Notice 2019: JGS Motors Ltd [pdf]

    Final notices Published: 28/10/2019
    This final notice (JGS Motors Ltd) refers to breaches of PRIN 11 related to failing to be open and cooperative in the consumer credit sector. We imposed a cancellation.

  7. Decision Notice 2020: Eurofin Capital Ltd [pdf]

    Decision notices Published: 05/08/2020
    This decision notice (Eurofin Capital Ltd) refers to breaches of The Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017 related to failing to be open and co-operative in the trading firm sector.

  8. Final Notice 2015: Benbron Solutions Limited [pdf]

    Final notices Published: 12/10/2015 Last modified: 12/10/2015
    This final notice refers to breaches of PSR related to Payment Services Regulations and failing to be open and co-operative in the payment services sector. We imposed a cancellation.

  9. FCA Final Notice 2013: Vandana Madhukar Parikh [pdf]

    Final notices Published: 06/08/2013 Last modified: 19/05/2015
    This final notice refers to breaches of APER 2 related to lack of fitness/propriety in the trading firms sector. We imposed a fine.

  10. Final notice 2016: Coverall Worldwide Ltd [pdf]

    Final notices Published: 01/02/2016 Last modified: 01/02/2016
    This final notice refers to breaches of PRIN 1, PRIN 3, PRIN 10, CASS and COND related to appointed representatives, client money, failing to act on information appropriately, threshold conditions and unfair treatment of customers in the general
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