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Showing 1811 to 1820 of 2435 search results for final notice refers to a failure.

1811. Notice of Decision 2023: Eighty Seventy Facilities Management Ltd [pdf]

      Decision notices Published: 15/12/2023
      This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

1812. FCA Final Notice 2013: Sovereign Financial Solutions Limited [pdf]

      Final notices Published: 04/06/2013 Last modified: 07/04/2015
      This Final Notice refers to breaches of PRIN 11 related to threshold conditions in the general insurance and protection sector. We imposed a cancellation.

1813. Final Notice 2017: Black Arrow Assist Limited [pdf]

      Final notices Published: 19/09/2017
      This final notice refers to a breach of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

1814. Final Notice 2021: Matthew Andrew Creed [pdf]

      Final notices Published: 14/07/2021
      This Final Notice (Matthew Andrew Creed) refers to breaches of FIT by a financial adviser. We imposed a prohibition

1815. Final notice 2020: NPS Commercials Ltd [pdf]

      Final notices Published: 29/05/2020
      This final notice (NPS Commercials Ltd) refers to breaches of PRIN 11 related to failing to be open and cooperative in the consumer credit sector. We imposed a cancellation.

1816. Final notice 2015: Ashley Rudland [pdf]

      Final notices Published: 12/11/2015 Last modified: 12/11/2015
      This final notice refers to a candidate for approval to perform controlled functions not satisfying the competence criteria of the FCA’s Fit and Proper Person Test. We refused the application.

1817. Final Notice 2017: Clarkway car sales [pdf]

      Final notices Published: 10/05/2017
      This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

1818. Final Notice 2015: Clydesdale Bank Plc [pdf]

      Final notices Published: 14/04/2015 Last modified: 14/04/2015
      This final notice refers to breaches of PRIN 6 and DISP related to unfair treatment of customers and complaints handling in the retail banks sector. We imposed a fine.

1819. Final Notice 2018: Santander UK plc [pdf]

      Final notices Published: 19/12/2018
      This final notice (Santander UK plc) refers to breaches of PRIN 3, PRIN 6 and PRIN 11 related to governance, unfair treatment of customers, failing to act on information appropriately and failing to be open and co-operative in the retail bank sector.

1820. Final Notice 2017: Mohammed Sharif Miah [pdf]

      Final notices Published: 11/12/2017
      This final notice refers to breaches of PRIN 11 and COND related to failing to be open and co-operative in the consumer credit sector. We imposed a refusal.