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Showing 1821 to 1830 of 2435 search results for final notice refers to a failure.

  1. Final Notice 2023: Bastion Capital London Limited [pdf]

    Final notices Published: 13/07/2023
    This Final Notice refers to breaches of PRIN 2 and PRIN 3 related to the risk of financial crime in the trading firms sector. We imposed a financial penalty.

  2. Final Notice 2017: Church Hill Finance (Anthony Badaloo trading as) [pdf]

    Final notices Published: 09/11/2017
    This Final Notice refers to breaches of COND related to threshold conditions in the investment adviser sector. We imposed a cancellation.

  3. Final Notice 2016: Hallbrooke Ballymena Limited [pdf]

    Final notices Published: 08/08/2016 Last modified: 08/08/2016
    This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

  4. Notice of Decision 2024: Waste Spectrum Incineration Systems Limited [pdf]

    Decision notices Published: 30/04/2024
    This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. 

  5. FCA Final Notice 2014: Forex Trading (UK) Limited [pdf]

    Final notices Published: 17/03/2014 Last modified: 07/04/2015
    This final notice refers to breaches of PSR related to failing to be open and co-operative in the payment systems sector. We imposed a cancellation.

  6. FCA Final Notice 2014: Mega Advice Services Ltd [pdf]

    Final notices Published: 11/07/2014 Last modified: 07/04/2015
    This final notice refers to breaches of PSR related to failing to be open and co-operative in the payment systems sector. We imposed a cancellation.

  7. Final Notice 2017: Finance Made Simple Ltd [pdf]

    Final notices Published: 02/03/2017
    This final notice refers to breaches of COND and PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a refusal.

  8. Final Notice 2015: Mountbatten Financial Limited [pdf]

    Final notices Published: 05/08/2015 Last modified: 01/09/2015
    This final notice refers to breaches of PRIN 11, related to threshold conditions and failing to be open and co-operative in the General Insurance and Protection sector. We imposed a cancellation.

  9. Final Notice 2017: 21st Telecoms Limited [pdf]

    Final notices Published: 30/08/2017
    This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

  10. Notice Decision 2024: Charity & Taylor Electronic Services Limited [pdf]

    Decision notices Published: 23/01/2024
    This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.
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