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Showing 1901 to 1910 of 2435 search results for final notice refers to a failure.

  1. Final Notice 2019: William Scott Dickson (WD Motors trading as) [pdf]

    Final notices Published: 22/11/2019
    This final notice (William Scott Dickson (WD Motors trading as)) refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation

  2. Final Notice 2015: Reckitt Benckiser Group Plc [pdf]

    Final notices Published: 20/01/2015 Last modified: 20/01/2015
    This final notice refers to breaches of LR and DTR related to listing rules breaches in the issuer sector. We imposed a financial penalty.

  3. Final Notice 2018: Fairbourne Assist Ltd [pdf]

    Final notices Published: 08/03/2018
    This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the general insurance and protection. We imposed a cancellation.

  4. Final Notice 2020: Acacia Trading Ltd [pdf]

    Final notices Published: 21/05/2020
    This final notice (Acacia Trading Ltd) refers to breaches of PRIN 11 related to failing to be open and cooperative in the consumer credit sector. We imposed a cancellation.

  5. Final notice 2020: Grange Finance Limited [pdf]

    Final notices Published: 21/05/2020
    This final notice (Grange Finance Limited) refers to breaches of PRIN 11 related to failing to be open and cooperative in the consumer credit sector. We imposed a cancellation.

  6. Final Notice 2017: Alistair Charles Proctor [pdf]

    Final notices Published: 08/11/2017
    This final notice refers to breaches of PRIN 11 related to failing to be open and cooperative in the consumer credit sector. We imposed a cancellation.

  7. Final notice 2020: Aberdeen Recycling Ltd [pdf]

    Final notices Published: 28/01/2020
    This final notice (Aberdeen Recycling Ltd) refers to breaches of PRIN 11 related to failing to be open and cooperative in the consumer credit sector. We imposed a cancellation.

  8. Final Notice: Select Motor Company Ltd [pdf]

    Final notices Published: 14/10/2016
    This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

  9. Final Notice 2018: East Pennine O E [pdf]

    Final notices Published: 21/09/2018
    This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation

  10. Final Notice 2022: Citigroup Global Markets Limited [pdf]

    Final notices Published: 19/08/2022
    This Final Notice refers to breaches of Principle 2 of the FCA’s Principles for Businesses and Article 16(2) of the Market Abuse Regulation related to market protection and wholesale conduct in the Investment Banking and Trading Firm sector. We
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