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Showing 2021 to 2030 of 2435 search results for final notice refers to a failure.

  1. Final Notice 2015: The Co-operative Bank plc [pdf]

    Final notices Published: 11/08/2015 Last modified: 11/08/2015
    This final notice refers to breaches of Listing rules, for making false and misleading statements, and PRIN 11 for failing to be open and co-operative, by Co-operative Bank, a bank in the retail and commercial banking sector.

  2. FCA Final Notice 2014: Bluerock Foreign Exchange Limited [pdf]

    Final notices Published: 24/07/2014 Last modified: 07/04/2015
    This final notice refers to breaches of PSR related to failing to be open and co-operative in the payment services sector. We imposed a cancellation.

  3. Final Notice 2017: Essex Motor Centre Ltd [pdf]

    Final notices Published: 06/11/2017
    This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

  4. FCA Final Notice 2014: Newgate Finance & Properties Limited [pdf]

    Final notices Published: 10/03/2014 Last modified: 07/04/2015
    This final notice refers to breaches of PRIN 11 related to threshold conditions in the mortgages sector. We imposed a cancellation.

  5. Final Notice 2019: Wedgwood Vehicle Solutions Limited [pdf]

    Final notices Published: 25/07/2019
    This final notice refers to breaches of PRIN 11 related to failing to be open and cooperative in

  6. FCA Final Notice 2014: Royal Bank of Scotland Plc, National Westminster Bank Plc and Ulster Bank Ltd [pdf]

    Final notices Published: 20/11/2014 Last modified: 07/04/2015
    This final notice refers to breaches of PRIN 3 related to unfair treatment of customers in the retail banks sector. We imposed a fine.

  7. Final notice 2020: Gosforth Car Centre Ltd [pdf]

    Final notices Published: 28/01/2020
    This final notice (Gosforth Car Centre Ltd) refers to breaches of PRIN 11 related to failing to be open and cooperative in the consumer credit sector. We imposed a cancellation.

  8. FCA Final Notice 2014: Castle Wildish Chartered Surveyors [pdf]

    Final notices Published: 10/10/2014 Last modified: 07/04/2015
    This final notice refers to breaches of PRIN 11 related to threshold conditions in the general insurance and protection sector. We imposed a withdrawal.

  9. Final Notice 2020: Custom and Co Jewellery Ltd [pdf]

    Final notices Published: 09/04/2020
    This final notice (Custom and Co Jewellery Ltd) refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

  10. Final Notice 2019: Audi Technik Centre Ltd [pdf]

    Final notices Published: 20/09/2019
    This final notice (Audi Technik Centre Ltd) refers to breaches of PRIN 11 related to failing to be open and cooperative in the consumer credit sector. We imposed a cancellation.
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