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Showing 2091 to 2100 of 2435 search results for final notice refers to a failure.

  1. First Supervisory Notice 2019: SVS Securities Plc [pdf]

    Supervisory notices Published: 08/08/2019
    This first supervisory notice refers to a failure to satisfy the suitability and appropriate resources threshold conditions (COND) and to breaches of SYSC, PROD and PRIN. We imposed requirements on the firm.

  2. Final Notice 2019: JS Bedford Motors Ltd [pdf]

    Final notices Published: 20/09/2019
    This final notice (JS Bedford Motors Ltd) refers to breaches of PRIN 11 related to failing to be open and cooperative in the consumer credit sector. We imposed a cancellation.

  3. Final Notice 2020: Simple Car and Van Ltd [pdf]

    Final notices Published: 08/06/2020
    This final notice (Simple Car and Van Ltd) refers to breaches of PRIN 11 related to failing to be open and cooperative in the consumer credit sector. We imposed a cancellation.

  4. Final Notice 2017: GZ Energy Solutions Limited [pdf]

    Final notices Published: 25/10/2017
    This final notice refers to breaches of PRIN 11 and COND related to failing to be open and co-operative in the consumer credit sector. We imposed a refusal.

  5. Final Notice 2020: Summit Vehicle Solutions Ltd [pdf]

    Final notices Published: 05/08/2020
    This final notice Summit Vehicle Solutions Ltd refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

  6. Final Notice 2017: Hackney Credit Union Limited [pdf]

    Final notices Published: 22/08/2017
    This final notice refers to a cancellation of permission pursuant to exercising powers under section 55J of FSMA in the credit union sector.

  7. Final Notice 2021: Triton Insurance Brokers Ltd [pdf]

    Final notices Published: 19/01/2021
    This final notice refers to a firm no longer having any regulated activities in its permission, in the designated investment business and insurance business sector. We imposed a cancellation.

  8. Final notice 2016: Cross Keys Estate & Finance Limited [pdf]

    Final notices Published: 22/02/2016 Last modified: 22/02/2016
    This final notice refers to breaches of COND and TC related to Threshold Conditions and lack of fitness and propriety in the Consumer Credit sector. We imposed a refusal.

  9. Final Notice 2020: Lakeside Motor Group Limited [pdf]

    Final notices Published: 12/02/2020
    This final notice (Lakeside Motor Group Limited) refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

  10. Final Notice 2017: KWS Wealth Management Limited [pdf]

    Final notices Published: 11/07/2017
    This final notice refers to breaches of the suitability Threshold Condition in the Investment Adviser sector. We imposed a cancellation.
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