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Showing 2231 to 2240 of 2435 search results for final notice refers to a failure.
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Final Notice 2017: South West Durham Credit Union Limited [pdf]
This final notice refers to a cancellation of permission pursuant to exercising powers under section 55J of FSMA in the credit union sector. -
Final Notice 2019: ODA Life Textile and Furniture Limited [pdf]
This final notice (ODA Life Textile and Furniture Limited) refers to breaches of PRIN 11 related to failing to be open and cooperative in the consumer credit sector. We imposed a cancellation. -
2015 Disclosure Log
The aim of the FCA's Disclosure Log is to keep information that it has released under the Freedom of Information Act and which it thinks is of wider public interest. Find the Disclosure Log for 2015. -
Firm handling of complaints during coronavirus
Find out about how firms should handle complaints during coronavirus. -
Final Notice 2018: CMAS Financial Services Limited [pdf]
This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation. -
Variation of permission
If your firm wants to change or add to its regulated activities, find out how you can apply to us for a variation of permission (VoP). -
Knowledge Base
The Knowledge Base is our source of technical guidance on our Listing Rules, Prospectus Regulation Rules and Disclosure and Transparency Rules. -
Final Notice 2018: Remit Asia Exchange and Travel Limited [pdf]
This final notice (Remit Asia Exchange and Travel Limited) refers to breaches of payment services regulations (PSR) related to failing to be open and co-operative in the payment services sector. For the interest and protection of Consumers, we -
TSB fined £48.65m for operational resilience failings
The Financial Conduct Authority (FCA) and the Prudential Regulation Authority (PRA) have fined TSB Bank plc (“TSB”) a total of £48,650,000 for operational risk management and governance failures, including management of outsourcing risks, -
Final Notice 2019: Conwell Civil Engineering Limited [pdf]
This final notice refers to breaches of PRIN 11 related to failing to be open and cooperative in the consumer credit sector. We imposed a cancellation.