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Showing 2411 to 2420 of 2436 search results for final notice refers to a failure.

2411. FCA fines Yorkshire Building Society £4,135,600 for failings in dealing with customers in mortgage arrears

      Press Releases Published: 29/10/2014 Last modified: 29/10/2014
      These failures led to significant delays in determining the most appropriate payment solutions. ... The final notice for YBS.

2412. Aberdeen Asset Managers and Aberdeen Fund Management fined £7.2 million for failing to protect client money

      Press Releases Published: 03/09/2013 Last modified: 17/09/2013
      The Financial Conduct Authority (FCA) has fined Aberdeen Asset Managers Limited and Aberdeen Fund Management Limited (Aberdeen) £7,192,500 for failing to identify, and therefore properly protect, client money placed in Money Market Deposits (MMDs)

2413. Lloyds Banking Group fined £105m for serious LIBOR and other benchmark failings

      Press Releases Published: 28/07/2014 Last modified: 28/07/2014
      Final Notice for Lloyds Bank plc and Bank of Scotland plc. ... The remaining contributions were then arithmetically averaged to create the final published LIBOR rate.

2414. Chief Executive speaks at APM about recent work and future challenges

      Speeches Published: 20/07/2016 Last modified: 20/07/2016
      Speech by Andrew Bailey, Chief Executive at the FCA, delivered at our 2016 Annual Public Meeting.

2415. Barclays fined £59.5 million for significant failings in relation to LIBOR and EURIBOR

      Press Releases Published: 27/06/2012 Last modified: 22/03/2013
      The Financial Services Authority (FSA) has today fined Barclays Bank Plc (Barclays) £59.5 million for misconduct relating to the London Interbank Offered Rate (LIBOR) and the Euro Interbank Offered Rate (EURIBOR). This is the largest fine ever

2416. Lloyds Banking Group fined £4.3 million for delayed PPI redress payments

      Press Releases Published: 19/02/2013 Last modified: 09/12/2016
      The Financial Services Authority (FSA) has fined three Lloyds Banking Group firms a total of £4,315,000 for failings in their systems and controls that resulted in up to 140,000 customers receiving delayed payment protection insurance (PPI) redress.

2417. Barclays fined £26m for failings surrounding the London Gold Fixing and former Barclays trader banned and fined for inappropriate conduct

      Press Releases Published: 23/05/2014 Last modified: 24/03/2015
      Barclays' failure to identify and manage the risks in its business was extremely disappointing. ... The investigation and outcomes in that case meant that the firm, and Plunkett, were clearly on notice of the potential for conflicts of interests around

2418. FCA to ban the promotion of UCIS and certain close substitutes to ordinary retail investors

      Press Releases Published: 04/06/2013 Last modified: 03/11/2016
      The Financial Conduct Authority (FCA) has published final rules to ban the promotion of Unregulated Collective Investment Schemes (UCIS) and certain close substitutes (together to be known as Non-Mainstream Pooled Investments (NMPIs)) to the vast

2419. Martin Brokers (UK) Limited fined £630,000 for significant failings in relation to LIBOR

      Press Releases Published: 15/05/2014 Last modified: 22/03/2016
      The Final Notice for Martins. ... The remaining contributions were then arithmetically averaged to create the final published LIBOR rate.

2420. FCA fines Towergate and former director Timothy Philip for client and insurer money failings

      Press Releases Published: 13/07/2016 Last modified: 13/07/2016
      Despite the failures there was no actual loss of client or insurer money and Towergate did in time rectify the shortfall. ... Final notices for Towergate Underwriting Group Limited and Timothy Philip.