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Showing 391 to 400 of 2429 search results for final notice refers to a failure.

391. Final Notice 2019: Ellis of Castleford [pdf]

     Final notices Published: 22/01/2019
     This final notice (Ellis of Castleford) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.

392. Final Notice 2021: Jamie Burgin (trading as Rivelin Motors) [pdf]

     Final notices Published: 28/06/2021
     This final notice (Jamie Burgin (trading as Rivelin Motors)) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the Consumer Credit sector. We imposed a

393. Final Notice 2020: PT Cars Ltd [pdf]

     Final notices Published: 14/12/2020
     This final notice (PT Cars Ltd) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.

394. Final Notice 2022: Kreis Financial Ltd [pdf]

     Final notices Published: 31/01/2022
     This final notice (Kreis Financial Ltd) refers to a failure to satisfy the Fit and Proper Test (FIT). We refused the individual’s application for approval.

395. Final Notice 2022: Empire Motor Group Ltd [pdf]

     Final notices Published: 06/10/2022
     This final notice (Empire Motor Group Ltd) refers to a failure to satisfy threshold conditions (COND) in the credit broking sector. We refused the firm’s application for authorisation.

396. Final Notice 2021: Day DV Limited [pdf]

     Final notices Published: 31/03/2021
     This final notice (Day DV Limited) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority PRIN 11 in the consumer credit sector. We imposed a cancellation.

397. Final Notice 2021: Hewden Stuart Limited [pdf]

     Final notices Published: 14/04/2021
     This final notice (Hewden Stuart Limited) refers to a failure to satisfy the effective supervision threshold condition (COND) in the consumer credit sector. We imposed a cancellation.

398. Final Notice 2019: Christopher O’Sullivan [pdf]

     Final notices Published: 04/10/2019
     This final notice (Christopher O’Sullivan) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.

399. Final Notice 2017: Bayliss & Company (Financial Services) Limited [pdf]

     Final notices Published: 05/10/2017
     This final notice (Bayliss & Co) refers to the failure to satisfy the appropriate resources threshold conditions (COND) in the investment advisor sector. We imposed a cancellation.

400. Final Notice 2020: Cesco Investments Ltd [pdf]

     Final notices Published: 15/05/2020
     This final notice (Cesco Investments Ltd) refers to a failure to satisfy the appropriate resources and suitability threshold condition (COND) in the designated investment business sector. We imposed a cancellation.