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Showing 561 to 570 of 2430 search results for final notice refers to a failure.

  1. Final Notice 2023: Gary Whitlock (trading as Imperial Motor Company) [pdf]

    Final notices Published: 14/03/2023
    This final notice (Gary Whitlock (trading as Imperial Motor Company)) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the Consumer Credit sector. We imposed a

  2. Final Notice 2019: UBS AG [pdf]

    Final notices Published: 19/03/2019
    This final notice (UBS AG) refers to breaches of SUP 17, SUP 15 and PRIN 3 related to transaction reporting failures in the investment bank sector. We imposed a fine.

  3. Final Notice 2022: Neon Digital (Document Solutions) Ltd [pdf]

    Final notices Published: 04/02/2022
    This Final Notice (Neon Digital (Document Solutions) Ltd) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the Consumer Credit sector. We imposed a cancellation.

  4. Final Notice 2022: One Life Funeral Planning Limited [pdf]

    Final notices Published: 26/09/2022
    This Final Notice (One Life Funeral Planning Limited) refers to a failure to satisfy threshold conditions (COND) in the Funeral Plans sector. We refused the firm’s application for authorisation

  5. Final Notice 2018: Richmond Lodge and Park Homes Limited [pdf]

    Final notices Published: 13/12/2018
    This final notice (Richmond Lodge and Park Homes Limited) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.

  6. Final Notice 2022: Esfera Capital, Agencia de Valores, S.A. [pdf]

    Final notices Published: 18/01/2022
    This Final Notice (Esfera Capital) refers to a failure to satisfy the effective supervision and suitability threshold conditions (COND) and to be open and co-operative with the Authority (PRIN 11) in relation to a firm within the TPR. We imposed a

  7. Final Notice: Olurotimi Alonge (Trading as Fix Your Credit) [pdf]

    Final notices Published: 29/01/2021
    This final notice Olurotimi Alonge (Trading as Fix Your Credit) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority PRIN 11 in the consumer credit sector. We imposed a

  8. Final Notice 2024: Fast Remit Limited [pdf]

    Final notices Published: 21/03/2024
    This final notice refers to breaches of PSR related to failing to be open and co-operative and payment services regulations in the payment services sector. We imposed a cancellation.

  9. Final Notice 2019: A G Taggart & Co Limited [pdf]

    Final notices Published: 01/05/2019
    This final notice (A G Taggart & Co Limited) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.

  10. Final Notice 2019: C.B.C Salon Design Ltd [pdf]

    Final notices Published: 11/04/2019
    This final notice (C.B.C Salon Design Ltd) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.
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