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Showing 601 to 610 of 2430 search results for final notice refers to a failure.

601. Final Notice 2022: Bolton Premier Motors (trading as Ascot Motor Cars) [pdf]

     Final notices Published: 04/02/2022
     This Final Notice (Bolton Premier Motors (trading as Ascot Motor Cars)) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the Consumer Credit sector. We imposed

602. Final Notice: Interactive Brokers (UK) Limited [pdf]

     Final notices Published: 25/01/2018
     This final notice refers to breaches of PRIN 3 and SUP 15.10.2R relating to poor market abuse controls and failure to report suspicious client transactions. We imposed a fine.

603. Final Notice 2019: S J Quality Used Cars (Joseph Ansell trading as) [pdf]

     Final notices Published: 02/10/2019
     This final notice (S J Quality Used Cars (Joseph Ansell trading as)) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a

604. Final Notice 2020: Palace of Royals Furniture (Mr Ali Benomran trading as) [pdf]

     Final notices Published: 12/11/2020 Last modified: 12/11/2020
     This final notice (Palace of Royals Furniture (Mr Ali Benomran trading as)) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority PRIN 11 in the consumer credit sector. We

605. Final Notice 2023: First Class Blinds Belfast Limited (trading as First Class Blinds) [pdf]

     Final notices Published: 14/03/2023
     This final notice (First Class Blinds Belfast Limited (trading as First Class Blinds)) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the Consumer Credit

606. Final Notice 2020: J.B. Wilcock Insurance (Kenneth Melvin Pickles trading as) [pdf]

     Final notices Published: 11/09/2020 Last modified: 11/09/2020
     This final notice (J.B. Wilcock Insurance (Kenneth Melvin Pickles trading as)) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the Consumer Credit sector,

607. Final Notice 2021: James Sheriff (trading as Your Move First Choice Properties) [pdf]

     Final notices Published: 02/08/2021
     This final notice (James Sheriff (trading as Your Move First Choice Properties) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority PRIN 11 in the consumer credit sector. We

608. AIFMD updates

     Focus areas Published: 08/06/2016 Last modified: 05/07/2023
     There are several updates the FCA has published on Alternative Investment Fund Managers Regulations. Find out about the FCA's updated guides and forms.

609. CCR007 consumer credit data: how to complete the return

     Published: 12/09/2016 Last modified: 02/04/2024
     Most consumer credit firms with limited permission are required to complete the CCR007 return. We provide guidance and information for firms on each question in the form.

610. Speech: Beyond economics?

     Insight Published: 25/01/2017 Last modified: 28/02/2017
     Our occasional papers such as No. 12 on showing the prior premium on insurance renewal notices and No. ... scope for improvements, for example through correcting market failures to empower the process of competition.