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Showing 631 to 640 of 2516 search results for final notice refers to a failure.

631. FCA fines five banks £1.1 billion for FX failings and announces industry-wide remediation programme

     Press Releases Published: 12/11/2014 Last modified: 04/11/2019
     The Financial Conduct Authority (FCA) has imposed fines totalling £1,114,918,000 ($1.7 billion) on five banks for failing to control business practices in their G10 spot foreign exchange (FX) trading operations: Citibank N.A. £225,575,000 ($358

632. Notice of Decision 2024: Wolverhampton Wanderers Football Club (1986) [pdf]

     Decision notices Published: 16/08/2024
     This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

633. Notice of Decision 2024: Ashby Auto Finance Ltd [pdf]

     Decision notices Published: 16/08/2024
     This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

634. 2023 fines

     News stories Published: 12/01/2023 Last modified: 04/04/2024
     Enforcement fines published in 2023.

635. Decision Notice 2023: Bradley Hands [pdf]

     Decision notices Published: 31/07/2023
     Headnote Sentence:  The Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.     Notice of

636. Notice of Decision 2024: Gavin Reid [pdf]

     Decision notices Published: 24/04/2024
     This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

637. 2021 fines

     News stories Published: 04/03/2021 Last modified: 17/12/2021
     This page contains information about enforcement fines published during the calendar year ending 2021.

638. Notice of Decision 2023: Freshwinds [pdf]

     Decision notices Published: 23/11/2023
     This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

639. Notice of Decision 2024: Timothy Steele [pdf]

     Decision notices Published: 16/04/2024
     The Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.  

640. Notice of Decision 2024: Pro-Bike [pdf]

     Decision notices Published: 30/05/2024
     This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.