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Showing 831 to 840 of 2430 search results for final notice refers to a failure.

  1. Notice of Decision 2023: Durrant Automobiles Limited [pdf]

    Notices and decisions Published: 17/10/2023
    This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

  2. Notice of Decision 2024: John Scobie Biggar [pdf]

    Decision notices Published: 16/04/2024
    This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. 

  3. Notice of Decision 2024: Troy Motors Limited 2024 [pdf]

    Decision notices Published: 07/05/2024
    This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

  4. Notice of Decision 2023: MKL Finance Ltd [pdf]

    Decision notices Published: 08/11/2023
    This Notice of Decision (MKL Finance Ltd) refers to a failure to carry on regulated activities. We imposed a cancellation.

  5. FCA Final Notice 2014: Sesame Limited [pdf]

    Final notices Published: 29/10/2014 Last modified: 07/04/2015
    This final notice refers to breaches of PRIN 8 and COBS related to conflicts of interest in the life insurance and investment adviser sector. We imposed a fine.

  6. Notice of Decision 2024: Fintry Motors Ltd [pdf]

    Decision notices Published: 11/01/2024
    This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

  7. Notice of Decision 2023: Eris Group Ltd [pdf]

    Decision notices Published: 07/06/2023
    This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

  8. Final notice 2016: Alan Whittington [pdf]

    Final notices Published: 25/02/2016 Last modified: 25/02/2016
    This final notice refers to breaches of PRIN 11 related to failing to be open

  9. Notice of Decision 2024: Kreis Financial Ltd [pdf]

    Decision notices Published: 23/04/2024
    The Notice of Decision refers to failure to carry on regulated activities. We imposed a cancellation.

  10. Notice of Decision 2024: K Kar Sales Limited [pdf]

    Decision notices Published: 21/05/2024
    This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.
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