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Showing 881 to 890 of 2430 search results for final notice refers to a failure.

  1. Notice of Decision 2023: GB Finance UK ltd [pdf]

    Decision notices Published: 18/09/2023
    This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

  2. Final notice 2016: BN1 Cars Ltd [pdf]

    Final notices Published: 24/03/2016 Last modified: 24/03/2016
    This final notice refers to breaches of COND and TC, failing to be open and co-operative. We imposed a refusal.

  3. Notice of Decision 2024: Click Capital Limited [pdf]

    Decision notices Published: 04/03/2024
    This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. 

  4. Notice of Decision 2024: Abacus Insulation Ltd formerly Stay Warm Energy (UK) Limited [pdf]

    Decision notices Published: 07/03/2024
    This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

  5. Notice of Decision 2023: The Carrosserie Company (UK) Limited [pdf]

    Decision notices Published: 25/07/2023
    This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation

  6. Notice of Decision 2024: The Bridge Money Advisory Service [pdf]

    Decision notices Published: 16/07/2024
    This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

  7. Final Notice 2020: Goldman Sachs International (GSI) [pdf]

    Final notices Published: 22/10/2020 Last modified: 22/10/2020
    This Final Notice refers to breaches of PRIN 2 and PRIN 3 related to wholesale conduct in the investment bank sector. We imposed a financial penalty.

  8. Notice of Decision 2024: Stephen Edward Jeffery [pdf]

    Decision notices Published: 18/04/2024
    This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

  9. Notice of Decision 2024: SheeWater Home Limited [pdf]

    Decision notices Published: 22/04/2024
    This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

  10. Notice of Decision 2024: Efficiency Boilers Ltd [pdf]

    Decision notices Published: 22/04/2024
    This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.
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