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Showing 891 to 900 of 2430 search results for final notice refers to a failure.

  1. FCA Final Notice 2013: Westwind UK Limited [pdf]

    Final notices Published: 21/06/2013 Last modified: 07/04/2015
    This Final Notice refers to breaches of PSR related to failing to be open and co-operative in the payment services sector. We imposed a cancellation.

  2. Notice of Decision 2024: Peterborough Grass Machinery Ltd [pdf]

    Decision notices Published: 16/04/2024
    The Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.  

  3. Notice of Decision 2023: Abel Motors Limited [pdf]

    Decision notices Published: 12/09/2023
    This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

  4. Notice of Decision 2024: Richard George Murray [pdf]

    Decision notices Published: 12/01/2024
    This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

  5. Notice of Decision 2023: RGS Forfar Limited [pdf]

    Decision notices Published: 21/08/2023
    This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

  6. Notice of Decision 2024: Farmline Machinery Ltd [pdf]

    Decision notices Published: 04/03/2024
    The Notice of Decision refers to failure to carry on regulated activities. We imposed a cancellation.

  7. FCA Final Notice 2015: Tiuta Plc [pdf]

    Final notices Published: 05/11/2015 Last modified: 05/11/2015
    This Final Notice refers to breaches of PRIN 4, COND, MIPRU and IPRU-INV related to threshold conditions in the investment adviser sector. We imposed a cancellation.

  8. Notice of Decision 2023: Gordon John Stamper [pdf]

    Decision notices Published: 24/08/2023
    This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

  9. Notice of Decision 2024: Mr Kenneth Shuttleworth [pdf]

    Decision notices Published: 10/04/2024
    This Notice of Decision refers to a failure to carry on regulated activity. We imposed a cancellation.

  10. FCA Final Notice 2013: Coöperatieve Centrale Raiffeisen–Boerenleenbank B.A. (Rabobank) [pdf]

    Final notices Published: 29/10/2013 Last modified: 07/04/2015
    This final notice refers to breaches of PRIN 2, PRIN 3, and PRIN 5 related to benchmarks in the investment banks sector. We imposed a fine.
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