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Showing 921 to 930 of 2431 search results for final notice refers to a failure.

921. Final notice 2015: AR Capital [pdf]

     Final notices Published: 12/11/2015 Last modified: 12/11/2015
     This final notice refers to an applicant for Part 4A permission not satisfying the FCA’s appropriate resources and suitability threshold conditions. We refused the application.

922. Notice of Decision 2024: Clarus Motorpark Limited [pdf]

     Decision notices Published: 23/04/2024
     The Notice of Decision refers to failure to carry on regulated activities. We imposed a cancellation.  

923. Notice of Decision 2023: Starkey Hire Limited [pdf]

     Decision notices Published: 03/10/2023
     This Notice of Decision (Starkey Hire Limited) refers to a failure to carry on regulated activities. We imposed a cancellation.

924. Notice of Decision 2024: Digitalaura Solutions Ltd [pdf]

     Decision notices Published: 08/05/2024
     This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

925. Notice of Decision 2023: Demhayal UK Limited [pdf]

     Decision notices Published: 12/06/2023
     This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

926. Final notice 2016: Mark Kelly [pdf]

     Final notices Published: 09/06/2016 Last modified: 09/06/2016
     This final notice refers to breaches of FIT related to a lack of fitness/propriety in the investment adviser sector. We imposed a prohibition.

927. Final Notice 2021: Premier FX Limited [pdf]

     Final notices Published: 25/02/2021
     This Final Notice refers to breaches of the Payment Services Regulations in the Payment Services sector. We imposed a public censure.

928. Final Notice 2022: BGC Brokers LP, GFI Securities Limited and GFI Brokers Limited [pdf]

     Final notices Published: 08/12/2022
     This Final Notice refers to breaches of Principle 3 of the FCA’s Principles for Businesses and Article 16(2) of the Market Abuse Regulation related to market protection and wholesale conduct in the Trading Firm sector. We imposed a financial

929. Notice of Decision 2024: Simply Automotive Limited [pdf]

     Decision notices Published: 26/04/2024
     This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

930. Notice of Decision 2024: Amalgamated Finance Limited [pdf]

     Decision notices Published: 24/06/2024
     This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.