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Showing 931 to 940 of 2431 search results for final notice refers to a failure.

931. Notice of Decision 2024: Amalgamated Finance Limited [pdf]

     Decision notices Published: 24/06/2024
     This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

932. FCA Final Notice 2013: Foneshield (UK) Limited [pdf]

     Final notices Published: 26/07/2013 Last modified: 07/04/2015
     This Final Notice refers to breaches of PRIN 11 related to threshold conditions in the general insurance and protection sector. We imposed a cancellation.

933. FCA Final Notice 2014: Ewan King [pdf]

     Final notices Published: 30/01/2014 Last modified: 19/05/2015
     This final notice refers to breaches of PRIN 1 related to lack of fitness/propriety in the investment adviser sector. We imposed a fine and a prohibition.

934. Notice of Decision 2023: Norman Frederick Little [pdf]

     Decision notices Published: 12/12/2023
     This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

935. FCA Final Notice 2013: Ahmed Ali [pdf]

     Final notices Published: 08/08/2013 Last modified: 07/04/2015
     This final notice refers to breaches of PSR related to failing to be open and co-operative in the payment services sector. We imposed a cancellation.

936. Notice of Decision 2023: The Watercooler Warehouse Limited [pdf]

     Decision notices Published: 29/09/2023
     This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

937. Notice of Decision 2024: Brookfield Garage Limited [pdf]

     Decision notices Published: 23/04/2024
     This Notice of Decision refers to a failure to carry on regulated activity. We imposed a cancellation.

938. Final Notice 2017: Ian Foden [pdf]

     Final notices Published: 23/06/2017
     This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

939. Notice of Decision 2024:Copymark (Services) Limited [pdf]

     Decision notices Published: 18/04/2024
     This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

940. Notice of Decision 2024: Anthony Batchelor-Clements [pdf]

     Decision notices Published: 04/06/2024
     This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.