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Showing 941 to 950 of 2431 search results for final notice refers to a failure.

941. Notice of Decision 2024: The Vocational Academy Essex LTD [pdf]

     Decision notices Published: 11/07/2024
     This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

942. Notice of Decision 2023: Insure 24/7 Limited [pdf]

     Decision notices Published: 23/08/2023
     This Notice of Decision (Insure 24/7 Limited) refers to a failure to carry on regulated activities. We imposed a cancellation.

943. Final notice 2016: Mr Paul White [pdf]

     Final notices Published: 12/04/2016 Last modified: 12/04/2016
     This final notice refers to breaches of FIT related to a lack of fitness/propriety in the investment bank sector. We imposed a prohibition and public censure.

944. Notice of Decision 2023: Lemar Associates Ltd [pdf]

     Decision notices Published: 11/07/2023
     This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

945. FCA Final Notice 2013: Minona LLP [pdf]

     Final notices Published: 02/07/2013 Last modified: 07/04/2015
     This Final Notice refers to breaches of PRIN 11 related to threshold conditions in the asset management sector. We imposed a cancellation.

946. Final notice 2016: Jawad Khan [pdf]

     Final notices Published: 25/02/2016 Last modified: 25/02/2016
     This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

947. Notice of Decision 2023: Elegant Mortgages Ltd [pdf]

     Decision notices Published: 09/08/2023
     The Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

948. Final Notice 2024: Tyrone Miller [pdf]

     Final notices Published: 31/05/2024
     “This Final Notice refers to breaches of FIT related to a lack of fitness/propriety in the investment adviser sector. We imposed a prohibition.”

949. FCA Final Notice 2013: John Dixon [pdf]

     Final notices Published: 03/06/2013 Last modified: 07/04/2015
     This Final Notice refers to breaches of PRIN 11 related to threshold conditions in the investment advisors & platforms sector. We imposed a cancellation.

950. Final Notice 2017: Ann Burke [pdf]

     Final notices Published: 31/03/2017
     This final notice refers to breaches of PRIN 11 related to failing to be open and cooperative in the consumer credit sector. We imposed a cancellation.