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Showing 951 to 960 of 2432 search results for final notice refers to a failure.

951. Final notice 2016: Jawad Khan [pdf]

     Final notices Published: 25/02/2016 Last modified: 25/02/2016
     This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

952. FCA Final Notice 2013: John Dixon [pdf]

     Final notices Published: 03/06/2013 Last modified: 07/04/2015
     This Final Notice refers to breaches of PRIN 11 related to threshold conditions in the investment advisors & platforms sector. We imposed a cancellation.

953. Final Notice 2024: Tyrone Miller [pdf]

     Final notices Published: 31/05/2024
     “This Final Notice refers to breaches of FIT related to a lack of fitness/propriety in the investment adviser sector. We imposed a prohibition.”

954. Notice of Decision 2024: Speedway Corner Garage Ltd [pdf]

     Decision notices Published: 16/07/2024
     This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

955. Final Notice 2017: Ann Burke [pdf]

     Final notices Published: 31/03/2017
     This final notice refers to breaches of PRIN 11 related to failing to be open and cooperative in the consumer credit sector. We imposed a cancellation.

956. Final notice 2016: Abbas Khan trading as Parry Lane Services [pdf]

     Final notices Published: 03/03/2016 Last modified: 03/03/2016
     This final notice refers to breaches of Principle 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

957. Notice of Decision 2023: Michael Wenman Limited [pdf]

     Decision notices Published: 06/09/2023 Last modified: 23/10/2023
     This Notice of Decision (Michael Wenman Limited) refers to a failure to carry on regulated activities. We imposed a cancellation.

958. Notice of Decision 2024: J&D Motors Ltd [pdf]

     Decision notices Published: 29/04/2024
     This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

959. Final Notice 2024: Graham Lilley T/A Global Car Leasing [pdf]

     Final notices Published: 12/06/2024
     This Final Notice refers to breaches of FIT and COND related to a lack of fitness/propriety and breach of COND in the consumer credit sector. We imposed a prohibition and a cancellation of Part 4A permissions.

960. Final Notice 2024: Paul Ulliott [pdf]

     Final notices Published: 15/01/2024
     This Final Notice refers to breaches of FIT related to a lack of fitness/propriety in the investment adviser sector. We imposed a prohibition.