Search results

Showing 971 to 980 of 2432 search results for final notice refers to a failure.

971. Notice of Decision 2024: K K S Cars Ltd [pdf]

     Decision notices Published: 07/03/2024
     This Notice of Decision refers to a failure to carry on regulated activity. We imposed a cancellation.

972. Final Notice 2020: North West Seamless Coating Ltd [pdf]

     Final notices Published: 06/02/2020
     This final notice (North West Seamless Coating Ltd ) refers to breaches of PRIN 11 related to failing to be open and cooperative in the consumer credit sector. We imposed a cancellation.

973. Notice of Decision 2024: Headstone Associates Limited [pdf]

     Decision notices Published: 26/04/2024
     This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

974. Notice of Decision 2024: HN PERFORMANCE GROUP LTD [pdf]

     Decision notices Published: 12/07/2024
     This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

975. FCA Final Notice 2013: Omar Sohail Zaman (trading as Worldwide Money Exchange) [pdf]

     Final notices Published: 07/08/2013 Last modified: 07/04/2015
     This final notice refers to breaches of PSR related to failing to be open and co-operative in the payment services sector. We imposed a cancellation.

976. Final Notice 2023: Mr Paul Steel [pdf]

     Final notices Published: 04/07/2023
     This Final Notice refers to breaches of APER 1, 2 and 4, and COCON 1 and 3 related to the provision of unsuitable defined benefit pension transfer advice in the pensions sector. We imposed a financial penalty and a prohibition.

977. Final notice 2016: Ashbank Cars [pdf]

     Final notices Published: 02/06/2016 Last modified: 02/06/2016
     This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

978. Final Notice 2024: Clint Canning (AKA Christian Beauchamp AKA Clint Foster) [pdf]

     Final notices Published: 16/02/2024
     This Final Notice refers to breaches of FIT related to a lack of fitness/propriety in the investment adviser sector. We imposed a prohibition.

979. Final Notice 2017: Alan Swift [pdf]

     Final notices Published: 03/03/2017
     This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

980. Final notice 2016: Patrick Gray [pdf]

     Final notices Published: 09/06/2016 Last modified: 09/06/2016
     This final notice refers to breaches of FIT related to a lack of fitness/propriety in the investment adviser sector. We imposed a prohibition.