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Showing 401 to 410 of 583 search results for final notice refers to a failure to satisfy the suitability.

  1. Final Notice 2022: Evest Limited [pdf]

    Final notices Published: 18/01/2022
    This Final Notice (Evest Limited) refers to a failure to satisfy the effective supervision and suitability threshold conditions (COND) and to be open and co-operative with the Authority (PRIN 11) in relation to a firm within the TPR. We imposed a

  2. Final Notice 2020: Palace of Royals Furniture (Mr Ali Benomran trading as) [pdf]

    Final notices Published: 12/11/2020 Last modified: 12/11/2020
    This final notice (Palace of Royals Furniture (Mr Ali Benomran trading as)) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority PRIN 11 in the consumer credit sector. We

  3. Final Notice 2021: United Claims Management Ltd [pdf]

    Final notices Published: 25/05/2021
    This final notice refers to a failure to satisfy Threshold Conditions (COND) in the claims management sector. We refused the firm’s application for authorisation.

  4. Final Notice 2020: R Szeto trading as Richard Szeto [pdf]

    Final notices Published: 09/07/2020
    This final notice (R Szeto & Co trading as Richard Szeto) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the Investment advisory sector. We imposed a

  5. Final Notice 2019: Lewis Alexander Limited [pdf]

    Final notices Published: 15/03/2019
    This final notice refers to a failure to satisfy threshold conditions 2C (effective supervision), 2D (appropriate resources), and 2E (suitability) in the Consumer Credit: Debt Management sector. We imposed a refusal of the applicant’s Part 4A

  6. Final Notice 2021: Alistair Shields (trading as Royal Oak Car Sales) [pdf]

    Final notices Published: 21/04/2021
    This final notice (trading as Royal Oak Car Sales) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority PRIN 11 in the consumer credit sector. We imposed a cancellation.

  7. Final Notice 2022: David Andrew Hyde (trading as Cundy X Cars) [pdf]

    Final notices Published: 17/10/2022
    This final notice (David Andrew Hyde (trading as Cundy X Cars) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority PRIN 11 in the consumer credit sector. We imposed a

  8. Final Notice 2022: INZMO Europe GmbH [pdf]

    Final notices Published: 18/01/2022
    This Final Notice (INZMO Europe GmbH) refers to a failure to satisfy the effective supervision and suitability threshold conditions (COND) and to be open and co-operative with the Authority (PRIN 11) in relation to a firm within the TPR. We imposed

  9. Final Notice 2022: Automotive Capital Management Limited [pdf]

    Final notices Published: 21/10/2022
    This final notice refers to a failure to satisfy the appropriate resources (non-financial) and suitability threshold conditions and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.

  10. Final Notice 2021: A.B.S Ideal Homes Limited [pdf]

    Final notices Published: 12/02/2021
    This final notice (A.B.S Ideal Homes Limited) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority PRIN 11 in the consumer credit sector. We imposed a cancellation.