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Showing 491 to 500 of 583 search results for final notice refers to a failure to satisfy the suitability.

  1. Final Notice 2022: Applicant A [pdf]

    Final notices Published: 13/05/2022
    This final notice refers to a failure to satisfy threshold conditions (COND) in the wholesale sector. We refused the firm’s application for authorisation.

  2. Final Notice 2019: Trevor Alan Oakley [pdf]

    Final notices Published: 12/10/2012 Last modified: 26/01/2021
    This final notice (Trevor Alan Oakley) refers to a failure to satisfy FIT criteria and demonstrate fitness and propriety, therefore the application (for authorisation) was refused.

  3. Final Notice 2024: Victoria Snoddy [pdf]

    Final notices Published: 08/02/2024
    This Final Notice (Victoria Snoddy) refers to a failure to satisfy threshold conditions (COND) and to be open and cooperative (PRIN 11) in relation to a new firm authorisation application. We have refused the Application.

  4. Final Notice 2023: Floenergy Ltd [pdf]

    Final notices Published: 03/05/2023
    This final notice refers to a failure to satisfy threshold conditions (COND) and to be open and cooperative (PRIN 11) in the credit broking sector. We refused the firm’s application for authorisation.

  5. Final Notice 2021: Shaffarat Parvez [pdf]

    Final notices Published: 08/10/2021
    This Final Notice (Shaffarat Parvez) refers to a failure to satisfy the Fit and Proper Test (FIT). We imposed a prohibition.

  6. Final Notice 2021: East Anglia Cars Ltd [pdf]

    Final notices Published: 06/05/2021
    This final notice East Anglia Cars Ltd refers to a failure to satisfy the Effective Supervision Threshold Condition (COND) in the consumer credit sector. We imposed a cancellation.

  7. Final Notice 2019: Samuel Baker (trading as Clarity Document & Information Services) [pdf]

    Final notices Published: 15/08/2019
    This final notice refers to a failure to satisfy the effective supervision threshold condition (COND) in the consumer credit sector. We imposed a cancellation.

  8. Final Notice 2022: Trade Motor Sales and Repairs Ltd [pdf]

    Final notices Published: 13/04/2022
    This final notice refers to a failure to satisfy threshold conditions (COND) in the credit broking sector. We refused the firm’s application for authorisation.

  9. Final Notice 2022: Lyonnaise De Banque [pdf]

    Final notices Published: 21/12/2022
    This final notice (Lyonnaise De Banque) refers to a failure to satisfy threshold conditions (COND) and to be open and cooperative (PRIN 11) in relation to a firm within the TPR. We imposed a cancellation.

  10. Final Notice 2018: Bouchers with Allansons Limited [pdf]

    Final notices Published: 05/04/2018
    This final notice (Bouchers with Allansons Limited) refers to failure to keep adequate records under SYSC 9.1.1R, meaning the FCA cannot satisfy itself as to the adequacy of debt advice. Other concerns include: deficient quality assurance process;