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Showing 1091 to 1100 of 2139 search results for final notice refers to breaches.

  1. Final Notice 2019: Royaume FEX Limited [pdf]

    Final notices Published: 07/01/2019
    This final notice (Royaume FEX Limited) refers to breaches of payment services regulations (PSR) related to failing to be open and co-operative in the payment services sector. For the interest and protection of Consumers, we imposed a cancellation.

  2. Final Notice 2022: Herts Car centre limited [pdf]

    Final notices Published: 24/11/2022
    This Final Notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the Consumer Credit sector. We imposed a cancellation.

  3. Final Notice 2022: Gosforth Car Centre Limited [pdf]

    Final notices Published: 21/09/2022
    This final notice (Gosforth Car Centre Limited) refers to a failure to satisfy threshold conditions (COND) in the credit broking sector. We refused the firm’s application for authorisation.

  4. Sophie Clements t/a Essex Approved Cars [pdf]

    Final notices Published: 02/05/2018
    This final notice (Sophie Clements t/a Essex Approved Cars) refers to breaches of Principle 11 and SUP related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

  5. Final Notice 2020: Grove Automotive Limited [pdf]

    Final notices Published: 06/02/2020
    This final notice (Grove Automotive Limited) refers to breaches of PRIN 11 related to failing to be open and cooperative in the consumer credit sector. We imposed a cancellation.

  6. Final notice 2020: Southampton Cars Limited [pdf]

    Final notices Published: 28/01/2020
    This final notice (Southampton Cars Limited) refers to breaches of PRIN 11 related to failing to be open and cooperative in the consumer credit sector. We imposed a cancellation.

  7. Final Notice 2021: Rockin Vans Ltd [pdf]

    Final notices Published: 21/04/2021
    This final notice (Rockin Vans Ltd) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority PRIN 11 in the consumer credit sector. We imposed a cancellation.

  8. Final Notice 2018: Mintos Marketplace Limited [pdf]

    Final notices Published: 18/12/2018
    This final notice (Mintos Marketplace Limited) refers to breaches of COND related to Threshold conditions in the consumer credit sector. We imposed a refusal.

  9. Further Final Notice 2020: Lloyd Arnold Pope [pdf]

    Final notices Published: 23/03/2020
    This Final Notice (Lloyd Arnold Pope) refers to breaches of APER 7 and FIT related to mis-selling, lack of fitness/propriety and conflicts of interest in the Investment Adviser and Pensions sector. We imposed a financial penalty, a prohibition and

  10. Final Notice 2022: Kreis Financial Ltd [pdf]

    Final notices Published: 31/01/2022
    This final notice (Kreis Financial Ltd) refers to a failure to satisfy the Fit and Proper Test (FIT). We refused the individual’s application for approval.
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