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Showing 1321 to 1330 of 2139 search results for final notice refers to breaches.

  1. Notice of Decision 2024: Baber Khan trading as The Dental Healthcare Centre and Cleveland Cosmetic and Dental Implant Clinic [pdf]

    Decision notices Published: 15/04/2024
    This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

  2. Notice of Decision 2023: Scott Caseby [pdf]

    Decision notices Published: 03/07/2023
    This Notice of Decision refers to a failure to carry on regulated activities

  3. Notice of Decision 2023: Waris Afzal [pdf]

    Decision notices Published: 03/08/2023
    This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

  4. FCA decision notice 2016: Arif Hussein [pdf]

    Decision notices Published: 14/04/2016 Last modified: 14/04/2016
    This decision notice refers to breaches of FIT related to a lack of fitness/propriety in the investment bank sector. Our view is that a prohibition should be imposed.

  5. Notice of Decision 2023: Hycroft LLP [pdf]

    Decision notices Published: 14/06/2023
    The Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

  6. Notice of Decision 2024: Harry Stockwell (previously known as Lowcost Cars) [pdf]

    Decision notices Published: 22/04/2024
    This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. 

  7. Notice of Decision 2023: Malcolm Lockyer [pdf]

    Decision notices Published: 20/10/2023
    This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

  8. Final Notice 2023: Statum Limited [pdf]

    Final notices Published: 07/08/2023
    This Final Notices refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the Consumer Credit sector. We imposed a cancellation.

  9. Notice of Decision 2024: Bathscene Limited [pdf]

    Decision notices Published: 16/04/2024
    The Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.  

  10. Notice of Decision 2023: Shuaib Hussain [pdf]

    Decision notices Published: 31/10/2023
    This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.
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