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Showing 1381 to 1390 of 2139 search results for final notice refers to breaches.

  1. Notice of Decision 2024: Baljinder Singh Dyal [pdf]

    Decision notices Published: 19/03/2024
    The Notice of Decision refers to failure to carry on regulated activities. We imposed a cancellation.

  2. Notice of Decision to Cancel: Dentons Consultants Limited [pdf]

    Cancellation notices Published: 26/10/2015 Last modified: 26/10/2015
    This notice of decision refers to a breach of the Money Laundering Regulations 2007 in the Wealth Management and Private Banking and Investment Advisor sector. We imposed a cancellation.

  3. Notice of Decision 2024: A4ordable Cars Limited [pdf]

    Decision notices Published: 14/06/2024
    This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

  4. Notice of Decision 2024: Dream Charter Limited [pdf]

    Decision notices Published: 19/04/2024
    This Notice of Decision refers to a failure to carry on regulated activity. We imposed a cancellation.

  5. Notice of Decision 2023: JDR Motors Limited [pdf]

    Decision notices Published: 31/10/2023
    This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

  6. FCA Decision Notice 2014: Standard Bank PLC [pdf]

    Decision notices Published: 23/01/2014 Last modified: 04/06/2015
    This decision notice refers to breaches of Money Laundering Regulations 2007 related to financial crime in the investment banking sector. We imposed a fine.

  7. Notice of Decision 2023: Academy Pro Limited [pdf]

    Notices and decisions Published: 31/10/2023
    The Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

  8. FCA Decision Notice 2016: Andrew Barry Hart [pdf]

    Decision notices Published: 14/07/2016 Last modified: 14/07/2016
    This decision notice refers to breaches of FIT related to a lack of fitness and propriety in the consumer credit sector. We have decided to impose a prohibition.

  9. Notice of Decision 2023: Abel Motors Limited [pdf]

    Decision notices Published: 12/09/2023
    This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

  10. Notice of Decision 2024: SheeWater Home Limited [pdf]

    Decision notices Published: 22/04/2024
    This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.
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