Search results
Showing 1401 to 1410 of 2139 search results for final notice refers to breaches.
-
Notice of Decision 2023: Norman Frederick Little [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. -
Notice of Decision 2023: Raymond Supplies Ltd [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We therefore imposed a cancellation. -
Notice of Decision 2024: RACE 2 OFF-ROAD NE LTD [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. -
Notice of Decision 2023: Starkey Hire Limited [pdf]
This Notice of Decision (Starkey Hire Limited) refers to a failure to carry on regulated activities. We imposed a cancellation. -
Notice of Decision 2023: Lemar Associates Ltd [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. -
Decision Notice 2023: Rose Marie Anderson [pdf]
Notice of Decision: Rose Marie Anderson Conduct: Failing to carry on regulated activities Breaches: N/A -
Notice of Decision 2024: Humberston Motors Limited [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. -
Notice of Decision 2023: Brennan Automotive's Ltd [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. -
Decision Notice 2020: Jon Frensham [pdf]
This provisional Decision Notice refers to what the FCA considers to be breaches of FIT by a financial adviser. This Decision Notice has been referred to the Upper Tribunal and will have no effect pending the determination of the case by the Tribunal -
Notice of Decision 2023: Michael Joseph Bentley [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.