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Showing 1421 to 1430 of 2139 search results for final notice refers to breaches.

  1. Notice of Decision 2024: JDS MOTORS (SCOTLAND) LTD [pdf]

    Decision notices Published: 04/07/2024
    This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

  2. Notice of Decision 2024: Switch Cars 24/7 Ltd [pdf]

    Decision notices Published: 13/06/2024
    This Notice of Decision refers to a failure to carry on regulated activity. We imposed a Cancellation.

  3. Notice of Decision 2024: Bad Boy Motorz Ltd [pdf]

    Decision notices Published: 20/03/2024
    This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

  4. Notice of Decision 2023: Guyon Capital Management Limited [pdf]

    Decision notices Published: 17/08/2023
    This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

  5. Notice of Decision 2023: London Residentials Limited [pdf]

    Decision notices Published: 21/07/2023
    This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

  6. Final notice 2015: AR Capital [pdf]

    Final notices Published: 12/11/2015 Last modified: 12/11/2015
    This final notice refers to an applicant for Part 4A permission not satisfying the FCA’s appropriate resources and suitability threshold conditions. We refused the application.

  7. Final Notice 2024: Hadyn Gamblin [pdf]

    Final notices Published: 01/03/2024
    This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority PRIN 11 in the consumer credit sector. We imposed a cancellation.

  8. Decision Notice 2017: Church Hill Finance (Anthony Badaloo trading as) [pdf]

    Decision notices Published: 03/02/2017
    This decision notice refers to breaches of PRIN 11 and COND related to failing to be open and co-operative in the investment adviser sector. Our view is that a cancellation should be imposed.

  9. Notice of Decision 2023: 1st Green Deal Ltd [pdf]

    Decision notices Published: 18/10/2023
    This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

  10. Notice of Decision to Cancel 2023: Clearbond Law Limited [pdf]

    Decision notices Published: 27/11/2023
    “This decision notice refers to breaches of The Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017 related to payment of charges owed to the FCA. We imposed a cancellation.”
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