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Showing 1461 to 1470 of 2139 search results for final notice refers to breaches.
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Notice of Decision 2023: Raven Tipper Hire Ltd (formerly known as Elite Cars & Recovery Limited) [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. -
Notice of Decision 2023: AP Paper Supplies Limited [pdf]
This Notice of Decision (AP Paper Supplies Limited) refers to a failure to carry on regulated activity. We imposed a cancellation. -
Notice of Decision 2024: UK Automotive Specialists Limited [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. -
FCA Decision Notice 2013: Clive John Rosier [pdf]
This decision notice refers to breaches of APER 2 and 7 related to unfair treatment of customers in relation to complaints-handling and lack of fitness/propriety in the investment advisors and platforms sector. Our view is that a fine, withdrawal -
Decision Notice: Eric Ka Chi Siu [pdf]
This decision notice (Eric Ka Chi Siu) refers to breaches of the Listing Principles and Disclosure Rules and Transparency Rules in the issuer sector. Our view is that a fine should be imposed. -
Final Notice 2024: Keyvolute Limited t/a Payshot Limited [pdf]
This Final Notice refers to a failure to carry on payment service activities. We imposed a cancellation. -
Final Notice 2018: Gary Lea Whitlock [pdf]
This final -
Notice of Decision 2024: Commercial Trade Centre Limited [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. -
Final notice 2016: Veena Bhandari [pdf]
This final notice refers to a candidate for approval to perform controlled functions. The candidate did not satisfy us that they met the competence & capability criteria of the FCA’s Fit and Proper Person Test. We refused the application. -
Notice of Decision 2023: Gateway Financial Solutions Limited [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.