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Showing 1601 to 1610 of 2139 search results for final notice refers to breaches.

  1. Final Notice 2019: Leigh Waterfield [pdf]

    Final notices Published: 22/02/2019
    This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.

  2. Final Notice 2020: Sultan Exchange Ltd [pdf]

    Final notices Published: 24/07/2020
    This final notice (Sultan Exchange Ltd.) refers to a failure to provide the information considered necessary to determine the application. We refused the firm’s application for authorisation.

  3. Final Notice 2018: Utilicon Limited [pdf]

    Final notices Published: 09/08/2018
    This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.

  4. Final Notice 2018: Murray Wilkinson [pdf]

    Final notices Published: 14/05/2018
    This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.

  5. Final Notice 2019: Malcolm Buchanan [pdf]

    Final notices Published: 31/01/2019
    This final notice (Malcolm Buchanan) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.

  6. Final Notice 2023: Meadowbrook Motors Limited [pdf]

    Final notices Published: 25/09/2023
    This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.

  7. Final Notice 2020: R Szeto trading as Richard Szeto [pdf]

    Final notices Published: 09/07/2020
    This final notice (R Szeto & Co trading as Richard Szeto) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the Investment advisory sector. We imposed a

  8. Final Notice 2018: FM 247 (UK) Limited [pdf]

    Final notices Published: 08/01/2018
    This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.

  9. Notice of Decision 2023: Compensation Advice Accident Support Ltd [pdf]

    Decision notices Published: 25/05/2023
    This Notice of Decision (Compensation Advice Accident Support Ltd) refers to a failure to carry on regulated activities. We imposed a cancellation.

  10. Final Notice 2019: Glossy R Ltd [pdf]

    Final notices Published: 22/08/2019
    This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.
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