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Showing 841 to 850 of 2139 search results for final notice refers to breaches.

  1. Final Notice 2017: Strata Vehicle Solutions Limited [pdf]

    Final notices Published: 02/10/2017
    This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

  2. Final Notice 2017: K & B Trading World Limited [pdf]

    Final notices Published: 17/05/2017
    This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

  3. Final notice 2017: Lakeside Window Systems Limited [pdf]

    Final notices Published: 22/03/2017
    This final notice refers to breaches of PRIN 11 and COND related to failing to be open and co-operative in the consumer credit sector. We imposed a refusal.

  4. Final Notice: Norcounty Insurance Services Ltd [pdf]

    Final notices Published: 21/09/2017
    This final notice refers to breaches of PRIN 11 related to failing to be open and cooperative in the general insurance and protection and investment adviser sectors. We imposed a cancellation.

  5. Final Notice 2017: Landsker Community Credit Union Limited [pdf]

    Final notices Published: 22/08/2017
    This final notice refers to breaches of Principle 11 related to failing to be open and co-operative in the credit union sector. We imposed a cancellation.

  6. FCA Final Notice 2013: Bentley-Leek Financial Management Limited [pdf]

    Final notices Published: 18/10/2013 Last modified: 07/04/2015
    This final notice refers to breaches of TC related to threshold conditions in the investment advisers and platforms sector. We imposed a withdrawal.

  7. FCA Final Notice 2013: J.P. Morgan International Bank Limited [pdf]

    Final notices Published: 23/05/2013 Last modified: 07/04/2015
    This Final Notice refers to breaches of PRIN 3 and SYSC related to mis-selling in the wealth management and private banking sector. We imposed a fine and past business review.

  8. Final Notice 2018: Christopher Dwane Michael Fletcher [pdf]

    Final notices Published: 21/09/2018
    This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

  9. Final Notice 2017: Eastbourne Community Credit Union Limited [pdf]

    Final notices Published: 22/08/2017
    This final notice refers to breaches of Principle 11 related to failing to be open and co-operative in the credit union sector. We imposed a cancellation.

  10. Final Notice 2019: Ewloe Hall Motors Limited [pdf]

    Final notices Published: 29/07/2019
    This final notice refers to breaches of PRIN 11 related to failing to be open and cooperative in the consumer credit sector. We imposed a cancellation.
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