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Showing 861 to 870 of 2139 search results for final notice refers to breaches.

  1. Final Notice 2017: KJ Precious Metal Trading LLP [pdf]

    Final notices Published: 30/05/2017
    This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the investment adviser sector. We imposed a cancellation.

  2. Final Notice 2019: DMC Health Wize Limited [pdf]

    Final notices Published: 08/05/2019
    This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

  3. Final Notice: Rollin Stock (Hair & Beauty) Ltd [pdf]

    Final notices Published: 25/09/2017
    This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

  4. FCA Final Notice 2013: Goldthorn Mortgage & Insurance Services Limited (In Liquidation) [pdf]

    Final notices Published: 06/08/2013 Last modified: 07/04/2015
    This final notice refers to breaches of TC related to threshold conditions in the general insurance and protection. We imposed a cancellation.

  5. Final notice: Wage Payment and Payday Loans Limited [pdf]

    Final notices Published: 13/10/2016
    This final notice refers to breaches of COND related to failing to satisfy Threshold Conditions in the consumer credit sector. We imposed a cancellation.

  6. Final Notice 2017: Spand Motors (Joseph Jones trading as) [pdf]

    Final notices Published: 10/11/2017
    This final notice refers to breaches of PRIN 11 related to failing to be open and cooperative in the consumer credit sector. We imposed a cancellation.

  7. Final Notice 2015: Andrew Baxter trading as Wealth Management [pdf]

    Final notices Published: 05/02/2015 Last modified: 06/02/2015
    This final notice refers to breaches of Principle 11 / COND related to threshold conditions and failing to be open and co-operative in the investment advisor sector. We imposed a cancellation.

  8. FCA Final Notice 2014: Paul Bryan Moss trading as IMG Mortgages [pdf]

    Final notices Published: 08/01/2014 Last modified: 07/04/2015
    This final notice refers to breaches of TC related to threshold conditions in the general insurance and protection sector. We imposed a cancellation.

  9. Final notice 2019: Professional Personal Claims Limited (PPC) [pdf]

    Final notices Published: 17/12/2019
    This final notice refers to breaches of the Conduct of Authorised Persons Rules 2014 in relation to misleading consumers to claims in the claims management companies sector. We imposed a financial penalty.

  10. Final Notice 2016: Southern Trade Centre Limited (In Liquidation) [pdf]

    Final notices Published: 08/11/2016
    This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.
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