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Showing 111 to 120 of 1097 search results for final notice refers to breaches of APER 2 related.

111. 2024 fines

     News stories Published: 25/03/2024 Last modified: 25/06/2024
     Enforcement fines published in 2024.

112. Decision Notice: Stuart Malcolm Forsyth [pdf]

     Decision notices Published: 18/11/2019
     This Decision Notice refers to breaches of APER1 and FIT related to a lack of fitness/propriety in the insurance sector. Our view is that a prohibition and financial penalty should be imposed.

113. Final notice 2016: Alan Whittington [pdf]

     Final notices Published: 25/02/2016 Last modified: 25/02/2016
     This final notice refers to breaches of PRIN 11 related to failing to be open

114. FCA Final Notice 2013: Martin Peter Gwynn [pdf]

     Final notices Published: 17/12/2013 Last modified: 08/06/2020
     This final notice refers to breaches of FIT related to

115. Final Notice 2016: Marlborough Isleworth Motors Limited [pdf]

     Final notices Published: 21/11/2016
     This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative

116. Final Notice 2024: Floris Jakobus Huisamen [pdf]

     Final notices Published: 13/02/2024
     This Final Notice refers to breaches of CoBS related to financial promotions in the Issuer sector. We

117. Final Notice 2017: Keep Sheffield Warm [pdf]

     Final notices Published: 06/10/2017
     This final notice refers to breaches of PRIN 11 related to failing to be

118. Final Notice 2024: Graham Lilley T/A Global Car Leasing [pdf]

     Final notices Published: 12/06/2024
     This Final Notice refers to breaches of FIT and COND related to a lack of fitness/propriety and breach of COND in the consumer credit sector. We imposed a prohibition and a cancellation of Part 4A permissions.

119. FCA Final Notice 2013: Kuya J’s Filipino Store Limited [pdf]

     Final notices Published: 02/07/2013 Last modified: 07/04/2015
     This Final Notice refers to breaches of PSR related to failing to be open and co-operative in the

120. Final Notice 2019: Prindiville Plc [pdf]

     Final notices Published: 25/07/2019
     This final notice refers to breaches of PRIN 11 related to failing to be open and cooperative in