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Showing 501 to 510 of 1097 search results for final notice refers to breaches of APER 2 related.

  1. Final Notice 2015: Barclays Bank PLC - November 2015 [pdf]

    Final notices Published: 26/11/2015 Last modified: 26/11/2015
    This final notice refers to breaches of PRIN 2 related to financial crime failings. We imposed a fine.

  2. Final notice 2016: Ray Alexander Wilson [pdf]

    Final notices Published: 27/01/2016 Last modified: 27/01/2016
    This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

  3. Final Notice 2017: Jonathan David Lee [pdf]

    Final notices Published: 14/03/2017
    This final notice refers to breaches of PRIN 11 related to failing to be open and cooperative in the consumer credit sector. We imposed a cancellation.

  4. Final Notice 2017: Lyndon Alun Davies [pdf]

    Final notices Published: 03/03/2017
    This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

  5. FCA Final Notice 2013: Clydesdale Bank PLC [pdf]

    Final notices Published: 26/09/2013 Last modified: 07/04/2015
    This final notice refers to breaches of PRIN 6 related to unfair treatment of customers in the retail banks sector. We imposed a fine and redress.

  6. Final Notice 2017: Guy Pascoe [pdf]

    Final notices Published: 04/09/2017
    This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the general insurance and protection and consumer credit sector. We imposed a cancellation.

  7. Final Notice 2016: Get Paid Limited [pdf]

    Final notices Published: 06/09/2016
    This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

  8. Final Notice 2016: Macba Limited [pdf]

    Final notices Published: 22/11/2016
    This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

  9. Final Notice 2017: Richard Brian Spooner [pdf]

    Final notices Published: 12/04/2017
    This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

  10. Final Notice 2015: Badruzzaman Choudhury [pdf]

    Final notices Published: 17/08/2015 Last modified: 17/08/2015
    This final notice refers to breaches of PSR, related to payment services regulations and failing to be open and co-operative in the payment services sector. We imposed a cancellation.
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