Filter results
Filter by document type
Filter by year
Sort by:

Search results

Showing 471 to 480 of 1097 search results for final notice refers to breaches of APER 6 related.

  1. Final Notice 2017: Tejoori Limited [pdf]

    Final notices Published: 14/12/2017
    This final notice refers to breaches of the Market Abuse Regulation related to market abuse in the issuer sector. We imposed a fine.

  2. Final Notice 2017: John Poynton [pdf]

    Final notices Published: 24/05/2017
    This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

  3. FCA Final Notice 2013: Horn Express Ltd (formerly Qaran Express Money Transfer Limited) [pdf]

    Final notices Published: 30/04/2013 Last modified: 07/04/2015
    This final notice refers to breaches of PSR related to client money/assets in the payment services sector. We imposed a public censure.

  4. Final Notice 2017: Paul John Moorefield [pdf]

    Final notices Published: 24/07/2017
    This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

  5. FCA Final Notice 2014: Go Transfer Limited [pdf]

    Final notices Published: 11/08/2014 Last modified: 07/04/2015
    This final notice refers to breaches of PSR related to failing to be open and co-operative in the payment services sector. We imposed a cancellation.

  6. Final Notice 2016: KMLM Ltd [pdf]

    Final notices Published: 22/11/2016
    This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

  7. Final Notice 2017: Paul Richard Watkins [pdf]

    Final notices Published: 23/06/2017
    This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

  8. Final Notice 2022: Luke Andrew Durrant [pdf]

    Final notices Published: 22/09/2022
    The Final Notice refers to breaches of FIT related to lack of fitness and proprietary in the General Insurance and Pensions sector. We imposed a prohibition.

  9. Final Notice 2020: Inovtrix Ltd [pdf]

    Final notices Published: 17/07/2020
    This final notice Inovtrix Ltd refers to breaches of PRIN 11 related to failing to be open and cooperative in the consumer credit sector. We imposed a cancellation.

  10. FCA Final Notice 2014: Shahid Sultan Babar [pdf]

    Final notices Published: 11/07/2014 Last modified: 07/04/2015
    This final notice refers to breaches of PSR related to failing to be open and co-operative in the payment systems sector. We imposed a cancellation.
Related searches