Filter results
Filter by document type
Filter by year
Sort by:

Search results

Showing 951 to 960 of 1097 search results for final notice refers to breaches of APER 6 related.

  1. Final Notice 2023: ED&F Man Capital Markets Limited [pdf]

    Final notices Published: 05/06/2023
    This Final Notice refers to breaches of PRIN 2 and PRIN 3 related to wholesale conduct in the trading firm sector. Our view is that a financial penalty should be imposed.

  2. Final Notice 2019: Linear Investments Limited [pdf]

    Final notices Published: 29/04/2019
    This final notice (Linear Investments Limited) refers to breaches of PRIN 3 related to market protection and market abuse in the trading firm sector. We imposed a fine.

  3. FCA Final Notice 2013: Len Cooke Financial Consultants Limited [pdf]

    Final notices Published: 20/08/2013 Last modified: 07/04/2015
    This final notice refers to breaches of PRIN 11 related to threshold conditions in the general insurance and protection sector. We imposed a cancellation.

  4. Final Notice 2020: Heston Cars London Limited [pdf]

    Final notices Published: 08/06/2020
    This final notice (Heston Cars London Limited) refers to breaches of PRIN 11 related to failing to be open and cooperative in the consumer credit sector. We imposed a cancellation.

  5. Final Notice 2017: Hull Northern Credit Union Limited [pdf]

    Final notices Published: 22/08/2017
    This final notice refers to breaches of Principle 11 related to failing to be open and co-operative in the credit union sector. We imposed a cancellation.

  6. Final notice 2018: Worldwide Central Repository Limited [pdf]

    Final notices Published: 13/02/2018
    This final notice refers to breaches of COND related to Threshold conditions in the consumer credit sector. We imposed a refusal.

  7. Final Notice 2018: Eye Green Cars Limited [pdf]

    Final notices Published: 26/03/2018
    This FCA final notice (Eye Green Cars Limited) refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

  8. Final notice 2020: Gravity Motor Group Limited [pdf]

    Final notices Published: 28/01/2020
    This final notice (Gravity Motor Group Limited) refers to breaches of PRIN 11 related to failing to be open and cooperative in the consumer credit sector. We imposed a cancellation.

  9. Final Notice 2019: Ampthtill Car Sales Limited [pdf]

    Final notices Published: 20/09/2019
    This final notice (Ampthtill Car Sales Limited) refers to breaches of PRIN 11 related to failing to be open and cooperative in the consumer credit sector. We imposed a cancellation.

  10. Final Notice 2020: Affordable Cars of Essex Ltd [pdf]

    Final notices Published: 30/09/2020 Last modified: 30/09/2020
    This final notice refers to breaches of PRIN 11 related to failing to be open and cooperative in the consumer credit sector. We imposed a cancellation.
Related searches